Roach v Electoral Commissioner [2007] HCA 43 (26 September 2007)
Last Updated: 23 November 2010
HIGH COURT OF AUSTRALIA
GLEESON CJ
GUMMOW, KIRBY, HAYNE, HEYDON AND CRENNAN JJ
VICKIE LEE ROACH PLAINTIFF
AND
ELECTORAL COMMISSIONER & ANOR DEFENDANTS
Roach v Electoral Commissioner
![]()
[2007] HCA 43
Date of Order: 30 August 2007
Date of Publication of Reasons: 26 September 2007
M19/2007
ORDER
The questions stated in the Amended Special Case filed on 9 July 2007 be answered as follows:
(1)
Q. Are ss 93(8AA) and 208(2)(c) of the Act, and s 221(3) of the Act to the extent that it gives effect to these provisions, invalid because they are contrary to ss 7 and 24 of the Commonwealth Constitution?
A. Sections 93(8AA) and 208(2)(c) of the Act are invalid.
(2)
Q. Are ss 93(8AA) and 208(2)(c) of the Act, and s 221(3) of the Act to the extent that it gives effect to these provisions, invalid because they are beyond the legislative power of the Commonwealth conferred by ss 51(xxxvi) and 30 of the Constitution and any other head of legislative power?
A. Unnecessary to answer.
(3)
Q. Are ss 93(8AA) and 208(2)(c) of the Act, and s 221(3) of the Act to the extent that it gives effect to these provisions, invalid because they are contrary to:
(i) The freedom of political communication implied in the Constitution; or
(ii) A freedom of participation, association and communication in relation to federal elections implied in the Constitution?
- Unnecessary
to answer.
(3A)
Q. If the answer to question 1, 2 or 3, is "yes", are ss 93, 109, 208 and 221(3) of the Act as in force prior to the amendments (including repeals and substitutions) made to those and related provisions by the Electoral and Referendum Amendment (Enrolment Integrity and Other Measures) Act 2006 (Cth), s 3 and Sched 1, items 3, 4, 13, 14, 15, 50, 61 and 62 in force and valid?
A. The provisions listed in the question are in force and valid.
(3B)
Q. If the answer to question 3A is "no", are ss 93 and 109 of the Act as in force prior to the amendments (including repeals and substitutions) made to those and related provisions by the Electoral and Referendum Amendment (Prisoner Voting and Other Measures) Act 2004 (Cth), s 3 and Sched 1, items 1-5 in force and valid?
- Question
3B postulates a relevant distinction between the text of the Electoral and
Referendum Amendment (Prisoner Voting and Other Measures) Act 2004
(Cth) and the Electoral and Referendum Amendment (Enrolment Integrity
and Other Measures) Act 2004 (Cth), but, given the answer to question 3A,
unnecessary to answer.
(3C)
Q. If the answer to question 3B is “no”, are ss 93 and 109 of the Act as in force prior to the amendments (including repeals and substitutions) made to those and related provisions by the Electoral and Referendum Amendment (Enrolment Integrity and Other Measures) Act 2004 (Cth), s 3 and Sched 1, items 6, 7, 46, 71 and 95 in force?
A. Question 3C postulates a relevant distinction between the text of the Electoral and Referendum Amendment (Prisoner Voting and Other Measures) Act 2004 (Cth) and the Electoral and Referendum Amendment (Enrolment Integrity and Other Measures) Act 2004 (Cth), but, given the answer to question 3A, unnecessary to answer.
(4)
Q. Who should pay the costs of the special case?
A. The plaintiff should have one half of her costs of the amended special case.
(5)
Q. Should the Court grant the plaintiff the relief claimed in paragraph 1 of the application for an order to show cause, namely a declaration that ss 93(8AA) and 208(2)(c) of the Act are invalid and of no effect?
A. Unnecessary to answer, given the answer to question 1.
Representation
R Merkel QC with F K Forsyth and K L Walker for the plaintiff (instructed by Allens Arthur Robinson)
P J Hanks QC with P R D Gray for the first defendant (instructed by Australian Government Solicitor)
D M J Bennett QC, Solicitor-General of the Commonwealth with L G De Ferrari for the second defendant (instructed by Australian Government Solicitor)
R J Meadows QC, Solicitor-General for the State of Western Australia with R M Mitchell intervening on behalf of the Attorney-General for the State of Western Australia (instructed by State Solicitor's Office (WA))
M G Sexton SC, Solicitor-General for the State of New South Wales with K M Richardson and J S Caldwell intervening on behalf of the Attorney-General for the State of New South Wales (instructed by Crown Solicitor's Office (NSW))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
CATCHWORDS
Roach v Electoral Commissioner
![]()
Constitutional law (Cth) – Legislative power – Franchise – Before amendment by the Electoral and Referendum Amendment (Electoral Integrity and Other Measures) Act 2006 (Cth) ("the 2006 Act"), the Commonwealth Electoral Act 1918 (Cth) ("the Electoral Act") prohibited a person serving a sentence of imprisonment of three years or longer from voting at an election for a House of the Commonwealth Parliament ("the three-year provisions") – The 2006 Act amended the Electoral Act to prohibit a person serving any sentence of imprisonment from voting – Whether ss 93(8AA) and 208(2)(c) of the Electoral Act, as amended by the 2006 Act, were invalid – Whether a law disenfranchising prisoners was a law with respect to the "qualification of electors" within the meaning of ss 8, 30 and 51(xxxvi) of the Constitution.
Constitutional law (Cth) – Legislative power – Representative government – Constitutional limitations upon the power of Parliament to prescribe the franchise – Whether ss 93(8AA) and 208(2)(c) of the Electoral Act, as amended by the 2006 Act, were compatible with the system of representative government established by ss 7, 24 and 128 of the Constitution – Relevance of s 44(ii) of the Constitution – Relevance of constitutional history – Relevance of the franchise of colonial legislatures.
Constitutional law (Cth) – Legislative power – Representative government – Whether disenfranchisement of persons serving a sentence of imprisonment was appropriate and adapted to serve an end which was consistent or compatible with the constitutionally prescribed system of representative government – Whether the three-year provisions were appropriate and adapted to that end – Relevance of prisoner culpability – Relevance and scope of legislative and political choice concerning the disenfranchisement of all prisoners serving any sentence of imprisonment.
Constitutional law (Cth) – Legislative power – Franchise – Whether a federal law disenfranchising prisoners convicted under State law was invalid – Whether a sentence of imprisonment for an offence against the law of a State was a valid factum for the operation of federal law.
Constitutional law (Cth) – Legislative power – Freedom of political communication – Whether participation as an elector amounted to political communication – Whether ss 93(8AA) and 208(2)(c) of the Electoral Act, as amended by the 2006 Act, burdened the freedom of political communication.
Statutes – Construction – Amendment and repeal – Whether the invalidity of provisions amended by the 2006 Act left intact the repeal of the three-year provisions – Whether the three-year provisions continued in force.
Words and phrases – "directly chosen by the people", "elector", "franchise", "qualification of electors", "reasonably appropriate and adapted", "representative government".
Constitution, ss 7, 8, 24, 30, 44(ii), 51(xxxvi), 122, 128.
Commonwealth Electoral Act 1918 (Cth), ss 93(8), 93(8AA), 208(2)(c).
Electoral and Referendum Amendment (Electoral Integrity and Other Measures) Act 2006 (Cth), Items 14, 15 and 61 of Sched 1.
- GLEESON
CJ. The Australian Constitution was not the product of a legal and political
culture, or of historical circumstances, that created expectations of extensive
limitations
upon legislative power for the purpose of protecting the rights of
individuals. It was not the outcome of a revolution, or a struggle
against
oppression. It was designed to give effect to an agreement for a federal union,
under the Crown, of the peoples of formerly
self-governing British colonies.
Although it was drafted mainly in Australia, and in large measure (with a
notable exception concerning
the Judicature – s 74) approved by a
referendum process in the Australian colonies, and by the colonial Parliaments,
it took legal effect as an Act of the
Imperial Parliament. Most of the framers
regarded themselves as British. They admired and respected British
institutions, including
parliamentary sovereignty. The new Federation was part
of the British Empire; a matter important to its security. Although the
framers
were concerned primarily with the distribution of legislative, executive and
judicial power between the central authority
and the States, there remained, in
their view of governmental authority affecting the lives of Australians, another
important centre
of power in London.
- In
Mulholland v Australian Electoral
Commission[1],
for the purpose of noting a partial explanation of what the Constitution says
and what it does not say, I referred to Barwick CJ's observations in
Attorney-General (Cth); Ex rel McKinlay v The
Commonwealth[2]:
"Because [the] Constitution was federal in nature, there was necessarily a distribution of governmental powers as between the Commonwealth and the constituent States with consequential limitation on the sovereignty of the Parliament and of that of the legislatures of the States. All were subject to the Constitution. But otherwise there was no antipathy amongst the colonists to the notion of the sovereignty of Parliament in the scheme of government."
- Speaking
extra-judicially in 1942, to an audience in the United States, Sir Owen
Dixon
said[3]:
"The framers of the Australian Constitution were not prepared to place fetters upon legislative action, except and in so far as it might be necessary for the purpose of distributing between the States and the central government the full content of legislative power. The history of their country had not taught them the need of provisions directed to the control of the legislature itself."
- Sir
Owen Dixon found a need to explain to American lawyers the scarcity in the
Australian Constitution of formal guarantees of rights and freedoms which they
associated with the idea of "constitutional rights". That is not to say that
the Constitution contains no guarantees or protections of individual rights,
express or implied. Yet it reflects a high level of acceptance of what
Barwick CJ called "the notion of the sovereignty of Parliament in the
scheme of government". Nowhere is this more plainly illustrated
than in the
extent to which the Constitution left it to Parliament to prescribe the form of
our system of representative
democracy[4].
- Important
features of our system of representative democracy, such as compulsory voting,
election of members of the House of Representatives
by preferential voting, and
proportional representation in the Senate, are the consequence of legislation,
not constitutional provision.
One striking example concerns a matter which the
framers deliberately left to be dealt with by Parliament: female suffrage. The
Constitution, in s 128, refers to States "in which adult suffrage
prevails." In 1901, adult suffrage meant the franchise for women as well as
men. Quick
and Garran, referring to the Convention Debates, noted "the
difficulty as to women's suffrage" which was taken into account in the
wording
of s 128[5].
Another example is voting by Aboriginal people, which remained an issue not
fully resolved until the second half of the twentieth
century.
- The
combined effect of ss 51(xxxvi), 8 and 30 is that Parliament may make laws
providing for the qualification of electors. That Australia came to have
universal adult suffrage
was the result of legislative action. Universal
suffrage does not exclude the possibility of some exceptions. The Oxford
English
Dictionary says that the term means "the right of all adults (with minor
exceptions) to vote in political
elections."[6]
Among countries which now have universal suffrage there are observable
differences in the exceptions that are accepted, but there
is also a broad
agreement as to the kinds of exception that would not be tolerated. Could
Parliament now legislate to remove universal
adult suffrage? If the answer to
that question is in the negative (as I believe it to be) then the reason must be
in the terms of
ss 7 and 24 of the Constitution, which require that the
senators and members of the House of Representatives be "directly chosen by the
people" of the State or the
Commonwealth respectively. In 1901, those words did
not mandate universal adult suffrage. In 1901, the words "foreign power" in
s 44(i) did not include the United Kingdom, yet in Sue v
Hill[7] this
Court held that, by reason of changes in Australia's relations with the United
Kingdom and in national and international circumstances
over the intervening
period, they had come to include the United Kingdom. The meaning of the words
"foreign power" did not change,
but the facts relevant to the identification of
the United Kingdom as being included in or excluded from that meaning had
changed.
- In
McKinlay[8],
McTiernan and Jacobs JJ said that "the long established universal adult
suffrage may now be recognized as a fact". I take "fact"
to refer to an
historical development of constitutional significance of the same kind as the
developments considered in Sue v Hill. Just as the concept of a foreign
power is one that is to be applied to different circumstances at different
times, McTiernan and
Jacobs JJ said that the words "chosen by the people of
the Commonwealth" were to be applied to different circumstances at different
times. Questions of degree may be involved. They concluded that universal
adult suffrage was a long established fact, and that
anything less could not now
be described as a choice by the people. I respectfully agree. As Gummow J
said in McGinty v Western
Australia[9],
we have reached a stage in the evolution of representative government which
produces that consequence. I see no reason to deny that, in this
respect, and to this extent, the words of ss 7 and 24, because of changed
historical circumstances including legislative history, have come to be a
constitutional protection of the right
to vote. That, however, leaves open for
debate the nature and extent of the exceptions. The Constitution leaves it to
Parliament to define those exceptions, but its power to do so is not
unconstrained. Because the franchise is critical
to representative government,
and lies at the centre of our concept of participation in the life of the
community, and of citizenship,
disenfranchisement of any group of adult citizens
on a basis that does not constitute a substantial reason for exclusion from such
participation would not be consistent with choice by the
people[10]. To
say that, of course, raises questions as to what constitutes a substantial
reason, and what, if any, limits there are to Parliament's
capacity to decide
that matter.
- It
is difficult to accept that Parliament could now disenfranchise people on the
ground of adherence to a particular religion. It
could not, as it were, reverse
Catholic emancipation. Ordinarily there would be no rational connection between
religious faith and
exclusion from that aspect of community membership involved
in participation, by voting, in the electoral process. It is easy to
multiply
examples of possible forms of disenfranchisement that would be identified
readily as inconsistent with choice by the people,
but other possible examples
might be more doubtful. An arbitrary exception would be inconsistent with
choice by the people. There
would need to be some rationale for the exception;
the definition of the excluded class or group would need to have a rational
connection
with the identification of community membership or with the capacity
to exercise free choice. Citizenship, itself, could be a basis
for
discriminating between those who will and those who will not be permitted to
vote[11].
Citizens, being people who have been recognised as formal members of the
community, would, if deprived temporarily of the right
to vote, be excluded from
the right to participate in the political life of the community in a most basic
way. The rational connection
between such exclusion and the identification of
community membership for the purpose of the franchise might be found in conduct
which manifests such a rejection of civic responsibility as to warrant temporary
withdrawal of a civic right.
- This
brings me to the issue in the present case. The facts, the legislation, and the
historical background appear from the reasons
of Gummow, Kirby and
Crennan JJ ("the joint reasons"). Since 1902, when the Commonwealth
Parliament first legislated with respect
to the franchise, the legislation
always provided that, along with persons of unsound mind and persons attainted
of treason, prisoners
of certain kinds were not entitled to vote. The
rationale for excluding persons of unsound mind is obvious, although the
application of the criterion
of exclusion may be imprecise, and could be
contentious in some cases. The rationale is related to the capacity to exercise
choice.
People who engage in acts of treason may be regarded as having no just
claim to participate in the community's self-governance.
It will be necessary
to return to the rationale for excluding prisoners. First, however, the changes
in the exclusion over the
years should be noted. Not all people in prison are
serving sentences of imprisonment. Some are awaiting trial. They are not
covered
by any of the exclusions. There was some discussion in argument
concerning fine defaulters. It was suggested that, perhaps depending
on the
precise terms of the orders made against them, they also would not be excluded.
It is unnecessary to pursue that question.
From 1902 until 1983, the exclusion
was of convicted persons under sentence or subject to be sentenced for an
offence punishable
by imprisonment for one year or longer. From 1983 until
1995, the reference to one year was replaced by five years. From 1995 to
2004,
the reference to imprisonment for an offence punishable by imprisonment for five
years or longer was altered to serving a sentence
of five years or longer. From
2004 to 2006, the period of five years was altered to three years. In 2006,
Parliament enacted s 93(8AA) of the Commonwealth Electoral Act 1918
(Cth) which provides that a person who is serving a sentence of imprisonment for
an offence against the law of the Commonwealth or
of a State or Territory is not
entitled to vote at any Senate election or House of Representatives election.
The plaintiff's challenge
to the validity of s 93(8AA) gives rise to the
primary issue in the present case. If it succeeds, there is a question whether
the previous (three-year) regime
still validly applies.
- What
is the rationale for the exclusion of prisoners? Two possibilities may be
dismissed. First, the mere fact of imprisonment
is not of itself the basis of
exclusion. According to the Australian Bureau of Statistics, at 30 June 2006
there were 25,790 prisoners
(sentenced and unsentenced) in Australian prisons.
Unsentenced prisoners (typically persons on remand awaiting trial) comprised
22 per cent (5,581) of the total prisoner
population[12].
They have the right to vote. We were informed that they do so either by postal
voting or by the visit to prisons of mobile voting
booths. Accordingly, there
is nothing inherently inconsistent between being in custody and voting; even
under the current exclusion,
more than one-fifth of prisoners vote. Secondly,
exclusion by federal law from voting cannot be justified as an additional
punishment.
The great majority of prisoners in Australia are people who have
been sentenced by State courts for offences against State law.
The States bear
the principal responsibility for the administration of criminal justice. There
would be serious constitutional
difficulties involved in seeking to justify a
federal law such as s 93(8AA) as an additional punishment upon State
offenders; especially upon State offenders who had previously been convicted and
sentenced
under State law. I do not intend to suggest that there would be no
difficulties about treating it as additional punishment for offences
against
federal or territorial law, but the position of State offenders is sufficient to
demonstrate the problem with treating it
as punishment at all.
- The
rationale for the exclusion from the franchise of some prisoners, that is, those
who have been convicted and are serving sentences,
either of a certain duration
or of no particular minimum duration, must lie in the significance of the
combined facts of offending
and imprisonment, as related to the right to
participate in political membership of the community. The combination is
important.
Just as not all prisoners are excluded, even under s 93(8AA),
from voting, not all persons convicted of criminal offences are excluded.
Non-custodial sentences do not attract the exclusion.
A pecuniary penalty, no
matter how heavy, does not lead to loss of the vote. Since it is only offences
that attract a custodial
sentence that are involved, this must be because of a
view that the seriousness of an offence is relevant, and a custodial sentence
is
at least a method, albeit imperfect, of discriminating between offences for the
purpose of marking off those whose offending is
so serious as to warrant this
form of exclusion from the political rights of citizenship.
- Since
what is involved is not an additional form of punishment, and since deprivation
of the franchise takes away a right associated
with citizenship, that is, with
full membership of the community, the rationale for the exclusion must be that
serious offending
represents such a form of civic irresponsibility that it is
appropriate for Parliament to mark such behaviour as anti-social and
to direct
that physical separation from the community will be accompanied by symbolic
separation in the form of loss of a fundamental
political right. The concept of
citizenship has itself evolved in Australian
law[13]. The
preamble to the Australian Citizenship Act 2007 (Cth) declares that
Parliament recognises that Australian citizenship represents full and formal
membership of the community of the
Commonwealth of Australia, and Australian
citizenship is a common bond, involving reciprocal rights and obligations. The
reference
to the reciprocity of rights and obligations is important in the
context of membership of the community. Serious offending may warrant
temporary
suspension of one of the rights of membership, that is, the right to vote.
Emphasis upon civic responsibilities as the
corollary of political rights and
freedoms, and upon society's legitimate interest in promoting recognition of
responsibilities as
well as acknowledgment of rights, has been influential in
contemporary legal explanation of exclusions from the franchise as consistent
with the idea of universal adult suffrage.
- In
Sauvé v Canada (Chief Electoral
Officer)[14],
Gonthier J cited a passage in a work of the American constitutional law
scholar, Professor
Tribe[15], who
wrote:
"Every state, as well as the federal government, imposes some restrictions on the franchise. Although free and open participation in the electoral process lies at the core of democratic institutions, the need to confer the franchise on all who aspire to it is tempered by the recognition that completely unlimited voting could subvert the ideal of popular rule which democracy so ardently embraces. Moreover, in deciding who may and who may not vote in its elections, a community takes a crucial step in defining its identity."
- Gonthier J
made the
point[16] that
it is legitimate for society to curtail the vote temporarily of people who have
demonstrated a great disrespect for the community
by committing serious crimes,
on the basis that civic responsibility and respect for the rule of law are
prerequisites to democratic
participation. This, he said, reinforces the
significance of the relationship between individuals and their community when it
comes
to voting.
- The
litigation in Sauvé concerned an issue similar to the present, but
the issue arose under a different legal regime. The Canadian Charter of
Rights and Freedoms, in s 3, guarantees every citizen the right to
vote. Section 1, however, permits "such reasonable limits prescribed by
law as can be demonstrably justified in a free and democratic society."
This
qualification requires both a rational connection between a constitutionally
valid objective and the limitation in question,
and also minimum impairment to
the guaranteed
right[17]. It
is this minimum impairment aspect of proportionality that necessitates close
attention to the constitutional context in which
that term is used. No doubt it
is for that reason that the parties in the present case accepted that
Sauvé (like the case of Hirst discussed below) turned upon
the application of a legal standard that was different from the standard
relevant to Australia. The
Supreme Court of Canada had previously held that a
blanket ban on voting by prisoners, regardless of the length of their sentences,
violated the
Charter[18].
The legislature changed the law to deny the right to vote to all inmates serving
sentences of two years or more. Dividing five-four,
the Supreme Court of Canada
again held that the legislation violated the Charter. The central issue was
whether the s 1 justification (involving the minimum impairment standard)
had been made out.
- The
United Kingdom has for many years had legislation which disenfranchises all
convicted prisoners. The European Court of Human
Rights, in Hirst v United
Kingdom (No
2)[19], by
majority, held that the automatic blanket ban imposed on all convicted prisoners
violated Art 3 of Protocol 1 to the Convention
for the Protection of
Human Rights and Fundamental Freedoms. The majority accepted that the United
Kingdom law pursued the legitimate
aim of enhancing civic responsibility and
respect for the rule of law by depriving those who had breached the basic rules
of society
of the right to have a say in the way such rules were made for the
duration of their sentence. However, they concluded that the
measure was
arbitrary in applying to all prisoners, and lacked proportionality (which in
this context also required not only a rational
connection between means and ends
but also the use of means that were no more than necessary to accomplish the
objective), even allowing
for the margin of appreciation to be extended to the
legislature[20].
We were informed by counsel that the United Kingdom's response to the decision
has not yet been decided.
- There
is a danger that uncritical translation of the concept of proportionality from
the legal context of cases such as Sauvé or Hirst to the
Australian context could lead to the application in this country of a
constitutionally inappropriate standard of judicial
review of legislative
action. Human rights instruments which declare in general terms a right, such
as a right to vote, and then
permit legislation in derogation of that right, but
only in the case of a legitimate objective pursued by means that are no more
than necessary to accomplish that objective, and give a court the power to
decide whether a certain derogation is permissible, confer
a wider power of
judicial review than that ordinarily applied under our Constitution. They
create a relationship between legislative and judicial power significantly
different from that reflected in the Australian
Constitution, and explained at
the commencement of these reasons. The difference between the majority and
minority opinions in both Sauvé and Hirst turned largely
upon the margin of appreciation which the courts thought proper to allow the
legislature in deciding the question
of proportionality. Neither side in the
present litigation suggested that this jurisprudence could be applied directly
to the Australian
Constitution. Even so, aspects of the reasoning are
instructive.
- To
return to Sauvé, Gonthier J, with whom L'Heureux-Dubé,
Major and Bastarache JJ agreed, and who favoured upholding the legislation
disenfranchising
prisoners serving sentences of two years or more, related the
disqualification to the idea of citizenship. He
said[21]:
"The disenfranchisement of serious criminal offenders serves to deliver a message to both the community and the offenders themselves that serious criminal activity will not be tolerated by the community. In making such a choice, Parliament is projecting a view of Canadian society which Canadian society has of itself. The commission of serious crimes gives rise to a temporary suspension of this nexus: on the physical level, this is reflected in incarceration and the deprivation of a range of liberties normally exercised by citizens and, at the symbolic level, this is reflected in temporary disenfranchisement. The symbolic dimension is thus a further manifestation of community disapproval of the serious criminal conduct." (Emphasis added)
- Those
observations apply also to Australia. It is consistent with our constitutional
concept of choice by the people for Parliament
to treat those who have been
imprisoned for serious criminal offences as having suffered a temporary
suspension of their connection
with the community, reflected at the physical
level in incarceration, and reflected also in temporary deprivation of the right
to
participate by voting in the political life of the community. It is also for
Parliament, consistently with the rationale for exclusion,
to decide the basis
upon which to identify incarcerated offenders whose serious criminal wrongdoing
warrants temporary suspension
of a right of citizenship. I have no doubt that
the disenfranchisement of prisoners serving three-year sentences was valid, and
I do not suggest that disenfranchisement of prisoners serving sentences of some
specified lesser term would necessarily be invalid.
The specification of a term
reflects a judgment by Parliament which marks off serious criminal offending,
and reflects the melancholy
fact that not all sentences of imprisonment
necessarily result from conduct that falls into that category.
- That
fact is also reflected in one provision of the Constitution itself.
Section 44 deals with the disqualification of senators and members of the
House of Representatives. The section disqualifies a person who "has
been
convicted and is under sentence, or subject to be sentenced, for any offence
punishable under the law of the Commonwealth or
of a State by imprisonment for
one year or longer". I do not suggest that, by implication, this imposes a
lower limit on Parliament's
capacity to disqualify voters. There is, of course,
an incongruity in the fact that the current legislation, in the relevant
respect,
imposes stricter standards upon eligibility to be a voter than the
Constitution imposes upon eligibility to be a senator or a member of the House
of Representatives. The point, however, is that s 44 recognises that the
mere fact of imprisonment, regardless of the nature of the offence or the length
of the term, does not necessarily
indicate serious criminal conduct. That was
so in 1901, and it remains so today.
- One
of the major problems currently affecting the administration of criminal
justice, in Australia and elsewhere, is that of the
short-term prison sentence,
an expression which is normally used to refer to sentences of six months or
less. In a 2001 report,
the New South Wales Legislative Council's Select
Committee on the Increase in Prisoner Population recommended that the government
consider and initiate public consultation in relation to the abolition of
sentences of six months or
less[22]. The
Bureau of Crime Statistics and Research was asked to estimate the impact on the
prison system of such abolition. In 2000-2001,
offenders sentenced to less than
six months accounted for 65 per cent of all persons sentenced to prison by
New South Wales adult
criminal courts for that year. They are a much lower
percentage of the total prison population but, for obvious reasons, the turnover
is greater. According to the Bureau, it was estimated that, if all those who
currently received sentences of six months or less
were instead given
non-custodial penalties, the number of new prisoners received in New South Wales
prisons would drop from about
150 per week to about 90 per
week[23]. In
2004, the New South Wales Sentencing Council reported on the same
topic[24].
Short-term sentences were not abolished. In 2007, the Judicial Commission of
New South Wales recorded that "sentences of six months
or less, usually imposed
by lower courts, have a significant impact on the prison
population."[25]
Section 5(2) of the Crimes (Sentencing Procedure) Act 1999 (NSW) reflects
a legislative concern to attempt to limit the number of short sentences.
Western Australian legislation has gone
further[26].
In England, short-term sentences were significantly affected by ss 181-195
of the Criminal Justice Act 2003
(UK)[27].
- As
a matter of sentencing practicality, in the case of short-term sentences the
availability of realistic alternatives to custody
is of particular importance.
If an offence is serious enough to warrant a sentence of imprisonment for a year
or more, the likelihood
is that the sentencing judicial officer will have formed
the view that there was no serious alternative to a custodial sentence.
In most
Australian jurisdictions, there is a legislative requirement to treat
imprisonment as a last resort when imposing a
penalty[28].
More than 95 per cent of short-term sentences are imposed by
magistrates[29].
The availability, in all the circumstances of a particular case, of other
sentencing options such as fines, community service, home
detention, or periodic
detention may be critical. Relevant circumstances may include the personal
situation of the offender, or
the locality. In the case of offenders who are
indigent, or homeless, or mentally unstable, the range of practical options may
be
limited. In rural and regional areas, the facilities and resources available
to support other options also may be limited. In its
June 2004 Report, made
pursuant to ss 100J(1)(a) and (d) of the Crimes (Sentencing Procedure)
Act 1999 (NSW), the New South Wales Sentencing Council recorded that the
Chief Magistrate "acknowledged the unavailability of uniform sentencing
options
throughout NSW" and "clearly demonstrated that alternatives to sentences of
full-time imprisonment are not equally distributed
across the
State."[30]
Practical considerations of this kind give particular meaning to
"disadvantaged"[31].
I do not suggest these problems are peculiar to New South Wales. I refer to it
because it is the largest jurisdiction. A study
published in 2002 examined the
types of offence for which people were serving short terms of imprisonment in
New South
Wales[32].
Theft (excluding robbery) was the most common offence. Then followed breaches
of court orders, assault, and driving or traffic
offences.
- The
adoption of the criterion of serving a sentence of imprisonment as the method of
identifying serious criminal conduct for the
purpose of satisfying the rationale
for treating serious offenders as having severed their link with the community,
a severance reflected
in temporary disenfranchisement, breaks down at the level
of short-term prisoners. They include a not insubstantial number of people
who,
by reason of their personal characteristics (such as poverty, homelessness, or
mental problems), or geographical circumstances,
do not qualify for, or, do not
qualify for a full range of, non-custodial sentencing options. At this level,
the method of discriminating
between offences, for the purpose of deciding which
are so serious as to warrant disenfranchisement and which are not, becomes
arbitrary.
- The
step that was taken by Parliament in 2006 of abandoning any attempt to identify
prisoners who have committed serious crimes by
reference to either the term of
imprisonment imposed or the maximum penalty for the offence broke the rational
connection necessary
to reconcile the disenfranchisement with the constitutional
imperative of choice by the people.
- I
would uphold the challenge to the validity of s 93(8AA). I have already
indicated that in my view the previous legislation was valid. For the reasons
given in the joint reasons it continues
to apply.
- For these reasons, I joined in the order made on 30 August 2007.
- GUMMOW,
KIRBY AND CRENNAN JJ. Section 28 of the Constitution stipulates that unless
sooner dissolved by the Governor-General every House of Representatives shall
continue for three years from
the first meeting of the House. Part III
(with respect to the House) and Part II (with respect to the Senate) make
further provision with respect to elections and s 57 deals with double
dissolutions.
- Part VI
(ss 81-92) of the Commonwealth Electoral Act 1918 (Cth) ("the
Electoral Act") provides for the establishment and maintenance of a roll of
electors for each State and Territory and for Division and Subdivision
rolls.
- Part
VII (ss 93-97) deals with qualifications and disqualifications for
enrolment and for voting. In particular, s 93 specifies those entitled to
enrolment (persons who have attained 18 years and are citizens or a member of a
closed class of British
subjects) and, with certain exceptions, provides that an
elector whose name is so enrolled is entitled to vote at Senate and House
of
Representatives elections. The provisions with respect to entitlement represent
the culmination of the movement for universal
suffrage. Over time the cry "one
man one vote" came to include women, Australians of indigenous descent, and
those aged at least
18 years. The provision in s 93 for exceptions
reflects the notion of disqualification, to protect the integrity of the
electoral result from the exercise of the
franchise by groups of voters sharing
some characteristic considered to affect capacity to vote responsibly and
independently.
- Two
of these groups singled out for exclusion in this way by s 93 are those
incapable of understanding the nature and significance of enrolment and voting,
by reason of unsoundness of mind, and those
convicted of treason and treachery
and not pardoned. This litigation concerns a third category, those convicted
and serving their
sentence, a class which includes the plaintiff.
- The
issues which arise on the Amended Special Case involve constraints which are
said by the plaintiff to be derived from the text
and structure of the
Constitution and to render invalid certain of the amendments to the Electoral
Act made by the Electoral and Referendum Amendment (Electoral Integrity and
Other Measures) Act 2006 (Cth) ("the 2006 Act"). The relevant provisions of
the 2006 Act commenced on 22 June 2006. If the plaintiff makes good her
principal submission respecting the 2006 Act, consequential issues will arise as
to the identification and effect of surviving provisions of the Electoral Act in
their unamended form.
- What
follows are our reasons for supporting the order with respect to the Amended
Special Case which was made on 30 August 2007.
The facts
- The
plaintiff was born in 1958 and is an Australian citizen of indigenous descent.
She is enrolled for the Federal Division of Kooyong
in Victoria, is of sound
mind and capable of understanding the nature and significance of voting, and has
never been convicted of
treason or treachery. However, in 2004 the plaintiff
was convicted in the County Court of Victoria on five counts of offences under
the Crimes Act 1958 (Vic) and is currently serving a total effective
sentence of six years imprisonment imposed by that
court[33]. She
will not be eligible for parole until 22 August 2008. The plaintiff asserts the
invalidity of provisions now found in the
Electoral Act the effect of which is
to deny what otherwise would be her entitlement to vote at any Senate election
or House of Representatives
election held before 22 August 2008. Subject to one
issue considered later in these joint
reasons[34]
there is no doubt respecting the standing of the plaintiff.
- The
first defendant, the Electoral Commissioner, is the chief executive officer of
the Australian Electoral Commission established
by s 6 of the Electoral
Act. The first defendant appeared by senior counsel and made submissions
respecting the administration of the Electoral Act. The active opposition to
the plaintiff's case was provided by the second defendant, the Commonwealth,
with the support of the Attorneys-General
of New South Wales and of Western
Australia as interveners.
The 2006 Act
- The
nature of the relevant changes made to the Electoral Act by the 2006 Act appear
from the following passage in the Explanatory Memorandum to the Bill for the
2006 Act:
"Currently prisoners serving a sentence of three years or longer are not entitled to enrol and vote. These persons are removed from the roll by objection following receipt of information from the prison authorities. Prisoners serving a sentence of less than three years are entitled to remain enrolled or if unenrolled, apply for enrolment.
The proposed amendments will apply such that all prisoners serving a sentence of full-time detention will not be entitled to vote, but may remain on the roll, or if unenrolled apply for enrolment. However, they will not appear on a certified list or be identifiable as prisoners on the public roll. Those serving alternative sentences such as periodic or home detention, as well as those serving a non-custodial sentence or who have been released on parole, will still be eligible to enrol and vote."
- On
30 June 2006 there were 20,209 prisoners in Australian prisons who were serving
a sentence; 24 per cent of the prison population
was indigenous and the
percentage varied across Australia, from 82 per cent in the Northern Territory
to six per cent in Victoria.
Some 35 per cent of prisoners were serving a term
of two years or less.
- Before
the changes made by the 2006 Act, s 93(8) and s 93(8AA) of the
Electoral Act stated:
"93(8) A person who:
(a) by reason of being of unsound mind, is incapable of understanding the nature and significance of enrolment and voting; or
(b) is serving a sentence of 3 years or longer for an offence against the law of the Commonwealth or of a State or Territory; or
(c) has been convicted of treason or treachery and has not been pardoned;
is not entitled to have his or her name placed on or retained on any Roll or to vote at any Senate election or House of Representatives election.
(8AA) Paragraph (8)(b) applies whether the person started serving the sentence before, on or after the commencement of Schedule 1 to the Electoral and Referendum Amendment (Prisoner Voting and Other Measures) Act 2004."
- Item
14 of Sched 1 to the 2006 Act stated of par (b) of s 93(8),
"Repeal the paragraph". Item 15 dealt with sub-s (8AA) of s 93 and
stated:
"Repeal the subsection, substitute:
(8AA) A person who is serving a sentence of imprisonment for an offence against the law of the Commonwealth or of a State or Territory is not entitled to vote at any Senate election or House of Representatives election."
The phrase "sentence of imprisonment" is defined in s 4(1A) of the Electoral Act[35] as follows:
"(1A) For the purposes of this Act, a person is serving a sentence of imprisonment only if:
(a) the person is in detention on a full-time basis for an offence against a law of the Commonwealth or a State or Territory; and
(b) that detention is attributable to the sentence of imprisonment concerned." (emphasis in original)
- Section 109
of the Electoral Act now requires the principal officer having control of the
prisons and gaols of a State or Territory to provide to the Australian Electoral
Officer information respecting persons serving a sentence of imprisonment.
Paragraph (c) of s 208(2) excludes from the certified lists of voters
prepared by the Electoral Commissioner those voters to whom s 93(8AA)
applies. Those voters are also excluded from the operation of s 221(3)
which makes the state of the electoral rolls in force at the time of an election
conclusive evidence of the right to vote as an elector.
The plaintiff's case
- The
plaintiff challenges the validity of those provisions of the 2006 Act which made
the changes to the Electoral Act described above, in particular the inclusion of
s 93(8AA). The grounds upon which she asserts invalidity involve the
following four alternative propositions: first, whilst ss 8 and 30 of the
Constitution speak of the "qualification" of electors they do not speak of
provisions for "disqualification" and the consequence of this omission
is said
to be that any legislation for disqualification must "satisfy the representative
government criteria"; secondly, s 93(8AA) punishes persons such as the
plaintiff who have been convicted under State laws and the Parliament has no
power to legislate in that
way; thirdly, it follows from the reasoning in
Lange v Australian Broadcasting
Corporation[36]
that there is an implied freedom of political communication (or of political
participation) which protects voting in federal elections,
and that this is
impermissibly burdened by the 2006 Act; finally, the 2006 Act impermissibly
limits the operation of the system of representative (and responsible)
government which is mandated by the Constitution.
- The
first three of these submissions may be considered immediately. As to the
first, the distinction between qualification and disqualification,
the following
is to be said. Section 93 of the Electoral Act deals sequentially with
those entitled to enrolment and those entitled to vote, and renders that
entitlement to vote subject, among
other provisions, to s 93(8AA); the
phrase "qualification" when used in ss 8 and 30 of the Constitution is
sufficiently broad to allow for reservations or exceptions to a qualification
which otherwise is conferred by the law in question.
- As
to the second submission, respecting federal punishment for State offences, two
points are to be made. First, the circumstance
that the plaintiff is serving a
sentence of imprisonment for offences against the law of Victoria supplies the
factum upon which
the federal law operates. Secondly, if the federal law
otherwise be within power, as a law with respect to the qualification of
electors, the nature of that factum does not deny to the law that character.
- As
to the third, for the reasons to be developed below, what is at stake on the
plaintiff's case is not so much a freedom to communicate
about political matters
but participation as an elector in the central processes of representative
government. It is this consideration
which marks out as the appropriate ground
for the decision in this case the plaintiff's fourth submission. To
consideration of that
submission we now turn, beginning with the relevant
provisions of the Constitution.
The Constitution
- Section 1
of the Constitution vests the legislative power of the Commonwealth in the
Federal Parliament, which consists of the Queen, the Senate and the House
of
Representatives. Of s 1, together with ss 7, 8, 13, 24, 25, 28 and
30, the Court said in its joint judgment in
Lange[37],
and with reference to the description by Isaacs J in Federal
Commissioner of Taxation v
Munro[38]
of the Constitution as concerned to advance representative government, that
these provisions give effect to this purpose by "providing for the fundamental
features of representative government".
- The
plaintiff's case proceeds on the footing that questions respecting the extent of
the franchise and the manner of its exercise
affect the fundamentals of a system
of representative
government[39].
However, it has been remarked in this Court that in providing for those
fundamentals the Constitution makes allowance for the evolutionary nature of
representative government as a dynamic rather than purely static
institution[40].
Ultimately, the issues in the present case concern the relationship between the
constitutionally mandated fundamentals and the scope
for legislative
evolution.
- On
their face, the laws impugned by the plaintiff are supported by s 51(xxxvi)
and by ss 8 and 30 of the Constitution; that is to say, as matters in
respect of which the "Constitution makes provision until the Parliament
otherwise provides". But the power granted the Parliament by s 51(xxxvi) itself
is conferred, in accordance with the opening words of s 51, "subject to
this Constitution".
- Section
8 of the Constitution reads:
"The qualification of electors of senators shall be in each State that which is prescribed by this Constitution, or by the Parliament, as the qualification for electors of members of the House of Representatives; but in the choosing of senators each elector shall vote only once."
Section 30 states:
"Until the Parliament otherwise provides, the qualification of electors of members of the House of Representatives shall be in each State that which is prescribed by the law of the State as the qualification of electors of the more numerous House of Parliament of the State; but in the choosing of members each elector shall vote only once."
These provisions contain specific limitations upon the power of the Parliament to prescribe the franchise. There can be no plural voting (for example, by reference to the location of several parcels of real property owned by the elector) and the qualifications of electors cannot differ between the two legislative chambers.
- Further,
it appeared to be common ground (and correctly so) that these provisions were to
be read not in isolation but with an appreciation
both of the structure and the
text of the Constitution. Reference may first be made to s 128. This
requires submission of proposed laws for the alteration of the Constitution to
be submitted to the electors qualified to vote for the election of members of
the House of Representatives. Section 7 requires the Senate to be composed
of Senators "directly chosen by the people of the State" and is to be read with
the territories
power in
s 122[41].
Section 24, which also is to be read with s 122, requires that members
of the House of Representatives "be composed of members directly chosen by the
people of the Commonwealth".
- The
Commonwealth correctly accepts that ss 7 and 24 place some limits upon the
scope of laws prescribing the exercise of the franchise, and that in addition to
the specific insistence
upon direct choice by those eligible to vote, laws
controlling that eligibility must observe a requirement that the electoral
system
as a whole provide for ultimate control by periodic popular election.
However, the Commonwealth emphasised that whether the voting
system has been so
distorted as not to meet that requirement is a matter of permissible degree.
The Commonwealth submitted that
that degree was not exceeded by the 2006 Act,
but it did not offer any particular criterion for the determination of such
questions. However, in oral submissions, the Solicitor-General
of the
Commonwealth readily accepted that a law excluding members of a major political
party or residents of a particular area of
a State would be invalid; so also,
despite prevalent attitudes in 1900, would be a law which now purported to
exclude from the franchise
persons of indigenous descent or bankrupts.
- For
her part, the plaintiff emphasised that a law which stipulates a criterion for
disenfranchisement fixing upon service at the
election date of any sentence of
imprisonment operates in an arbitrary or capricious fashion, with no rational
ground for the automatic
exclusion from exercise of the popular franchise
mandated by the Constitution, and would be invalid. She submitted that the 2006
Act was such a law.
- Reference
also should be made to s 44 of the Constitution. Among those incapable of
being chosen or sitting as a senator or member is, as specified in
s 44(ii), any person who:
"[i]s attainted of treason, or has been convicted and is under sentence, or subject to be sentenced, for any offence punishable under the law of the Commonwealth or of a State by imprisonment for one year or longer".
The force here of the word "and" is to render conjunctive the reference to conviction and sentence[42]. The phrase "under sentence" is apt to include those who although sentenced to penal servitude may be at large under, for example, a licence or on parole[43].
- The
Commonwealth submits that whatever implication or principle may be evident in
the grounds in s 44(ii) for disqualification of senators and members, and
of candidates for election, s 44(ii) is disconnected from consideration of
the validity of the denial by s 93(8AA) of the exercise of the franchise.
That submission should be rejected as being too wide.
- Not
only must the Constitution be read as a whole, but an understanding of its text
and structure may be assisted by reference to the systems of representative
government with which the framers were most familiar as colonial politicians.
These do not necessarily limit or control the evolution
of the constitutional
requirements to which reference has been made. However, they help to explain
the common assumptions about
the subject to which the chosen words might refer
over time. Why was express provision made in s 44(ii) for disqualification
of those who might be elected to membership of the Senate or the House, but, as
regards the exercise of the
franchise such matters left by ss 8 and 30 to
later legislation? Had the two subjects been linked in the Australasian
colonial constitutions? What was the rationale in those
constitutions for the
disqualification by provisions of the kind later found in s 44(ii)?
- The
answers to these questions throw light upon the issues in the present case,
particularly upon the broader submissions respecting
impermissible distortions
of the system of representative government established under the Constitution.
Accordingly, it is to these questions that we now turn.
Disqualification under colonial constitutions of electors, candidates and members
- With
the development within the British Empire of representative systems of
government it became necessary to deal with the matter
of disqualification. An
illustrative starting point is s 23 of what is known in Canada as the
Constitutional Act 1791
(Imp)[44].
This separated Upper and Lower Canada and provided an elected assembly for each
province. Section 23 dealt compendiously with
disqualification as
follows:
"That no Person shall be capable of voting at any Election of a Member to serve in such Assembly, in either of the said Provinces, or of being elected at any such Election, who shall have been attainted for Treason or Felony in any Court of Law within any of His Majesty's Dominions ..."
- This
criterion of disqualification reflected what was understood at the time to be
the rules of the common law respecting both electors
and candidates for the
House of
Commons[45].
With respect to candidates, the rule was put on the footing that persons
attainted of treason and felony could not answer the description
in the writs of
election of knights, citizens and burgesses as being persons of discretion, in
the sense of prudence and sound
judgment[46].
As Blackstone put it, these persons were "unfit to fit anywhere [in the House of
Commons]"[47].
With respect to electors, Blackstone referred to several old statutes which
provided that persons convicted of perjury or subornation
of perjury were
incapable of voting at any
election[48].
- For
reasons which do not immediately appear, but which may reflect both the law and
customs of the British Parliament and some apprehension
at Westminster
respecting the character of the developing colonial societies, a further head of
disqualification was created, first,
it seems, in Canada with the Union
Act 1840
(Imp)[49].
That union was imposed after the rebellion of 1837 and the subsequent report by
Lord Durham and lasted until Confederation in 1867.
Section 7 of the 1840
statute provided for the vacation of the seats of Legislative Councillors who
were attainted of treason or
convicted of felony "or of any infamous crime".
Section 31(4) of the British North America Act 1867
(Imp)[50]
carried over this provision to the vacation of the places of members of the
Canadian Senate and it remains in the Canadian Constitution.
-
Section 6 of the Australian Constitutions Act 1842
(Imp)[51]
established for New South Wales a partly representative legislature and
stipulated that:
"no person shall be entitled to vote at any such Election who shall have been attainted or convicted of any Treason, Felony, or infamous Offence within any Part of Her Majesty's Dominions, unless he shall have received a free Pardon, or one conditional on not leaving the Colony, for such Offence, or shall have undergone the sentence or Punishment to which he shall have been adjudged for such Offence."
The expression "infamous crime" was used in the provision dealing with the vacation of seats of Legislative Councillors.
- In
his book The Electoral Law of New South Wales and Victoria, published in
Sydney in 1851, Arthur Wrixon correctly
identified[52]
the provenance of the term "infamous offence" by reference to Starkie's treatise
on the law of evidence. The common law took the
view, as Wigmore later put
it[53], that a
person wholly capable of correct observation and of accurate recollection "may
still be so lacking in the sense of moral
responsibility as ... to lack the
fundamental capacity of a witness". Starkie
wrote[54]:
"Where a man is convicted of an offence which is inconsistent with the common principles of honesty and humanity, the law considers his oath to be of no weight, and excludes his testimony as of too doubtful and suspicious a nature to be admitted in a court of justice to affect the property or liberty of others. Formerly, the infamy of the punishment, as being characteristic of the crime, and not the nature of the crime itself, was the test of incompetency; but in modern times, immediate reference has been made to the offence itself, since it is the crime, and not the punishment, which renders the offender unworthy of belief. By the common law, the punishment of the pillory indicated the crimen falsi, and, consequently, no one who had stood in the pillory could afterwards be a witness; but now a person is competent, although he has undergone that punishment for a libel, trespass, or riot; and on the other hand, when convicted of an infamous crime, he is incompetent, although his punishment may have been a mere fine.
The crimes which render a person incompetent are treason, felony, all offences founded in fraud, and which come within the general notion of the crimen falsi of the Roman law, as perjury, subornation of perjury, and forgery, piracy, swindling, cheating."
- The
Evidence Act 1843
(Imp)[55]
changed the common law and stated (s 1) that "no person offered as a
witness shall hereafter be excluded by reason of incapacity
from crime ...".
However, as a ground of disqualification of electors, candidates and sitting
members, the notion of "infamous crime"
was included in the constitutional
provisions made by or under Imperial legislation for the establishment in the
1850s of representative
government in the Australasian colonies.
- Upon
the framing of the legislation respecting New
Zealand[56],
Tasmania[57],
New South
Wales[58],
Victoria[59]
and South
Australia[60]
two points may be made. The legislation linked qualification of electors with
membership of the lower house of the legislature.
Secondly, it expressed as a
proviso to that qualification the exclusion of those attainted or convicted of
treason, felony or other
infamous offence or crime in any part of the Queen's
dominions, with a saving for those who had received a free pardon or undergone
the sentence passed upon them for the offence. Disqualification of sitting
members was triggered by attaint of treason, and by conviction
of felony or any
infamous offence or crime.
- Several
observations may now be made upon the development in the Australian colonies of
the principles respecting disqualification
of electors, candidates and
legislators which accompanied the growth of representative government. First,
those casting the ballot
in elections for the Legislative Assemblies and Houses
of Assembly (restrictive franchises and nominated systems were continued over
some time for Legislative Councils) and those whom they elected to the lower
houses now were to be drawn from far broader elements
of colonial society than
was then the case in the United Kingdom. Secondly, the same notions of attaint
for treason and conviction
for felony or other infamous crime founded grounds
for disqualification of electors, candidates and legislators. Thirdly, these
grounds for disqualification manifested an understanding of what was required
for participation in the public affairs of the body
politic, particularly in
polities such as the Australian colonies where the immigrant societies were not
underpinned by a class system.
Fourthly, that understanding fixed upon
considerations of fitness and probity of character which were seen to be lacking
in those
convicted of crimes which answered the common law description of being
"infamous".
Disqualification and the framing of the Constitution
- Against
this background of experience in the government of the Australasian colonies, it
was not surprising that the Bill which was
adopted at the Sydney Convention in
1891 provided in Ch I cl 46(3) that among those incapable of being
chosen or of sitting in either
legislative chamber was any person "attainted of
treason, or convicted of felony or of any infamous crime", and that the
disability
might be removed by "the expiration or remission of the sentence, or
a pardon, or release, or otherwise".
- Mr
Henry Wrixon QC sought to have the disqualification rendered permanent but
his motion to that effect
failed[61].
The upshot was that Australia has not followed the path of the United States.
There, consistently with the interpretation given
its Constitution in
Richardson v
Ramirez[62],
in 2002 some four million citizens were barred for life from voting by reason of
a criminal conviction, and of these the majority
were no longer undergoing
punishment[63].
- Section 44(ii) assumed the form taken in the Constitution after an intervention by Sir Samuel Griffith, then the Chief Justice of Queensland. Following the Adelaide Convention in 1897, he presented to both Houses of the Parliament of Queensland a paper[64] upon the draft Constitution and said of what was then s 45[65]:
"This section (which is not altered from the Draft of 1891) needs verbal amendment. The words 'until,' &c, at the end are not applicable to the whole of the cases mentioned. The word 'felony' also is, it is suggested, an inappropriate one. Apart from the fact that the word no longer bears any definite descriptive meaning, the use of it has the effect of making the disqualification in question dependent upon State law. In New Zealand the term is no longer used in criminal law, and it may be disused in other Colonies. Moreover, the same offences are felonies in some Colonies and misdemeanours in others. In all, I believe, manslaughter by negligence is felony.
On this point I submit three alternative suggestions —
1. To leave the imposition of disqualifications to the Federal Parliament;
2. To establish disqualifications until that Parliament otherwise provides;
3. To substitute for 'felony' words to the effect following: 'An offence of such a nature that by the law of the State of which he is a representative a person convicted of it is liable to undergo penal servitude or imprisonment with hard labour for a term of three years.'"
From the Sydney Convention which followed in September 1897, what was then numbered s 45(iii) emerged in the following amended form[66]:
"Who is attainted of treason, or has been convicted offelony or of any infamous crimeany offence punishable under the law of the Commonwealth or of a State, by imprisonment for three years or longer".
- The
stipulation of three years had the consequence that the disqualification from
candidacy would operate at least once during the
electoral cycle. The reduction
from three years to one year was made by the Drafting Committee in the final
stages of the Melbourne
Convention in March 1898 and was adopted without
debate[67].
What may have weighed with the Drafting Committee were changes made in the
United Kingdom by the Forfeiture Act 1870
(UK)[68].
Section 2 thereof rendered incapable of being elected or sitting as a
member of Parliament any person convicted of treason or felony
and sentenced to
death, or penal servitude, or imprisonment either with hard labour or exceeding
12 months; the incapacity was to
continue until the punishment had been suffered
or a free pardon had been received.
- What
is presently significant is the reference made by Sir Samuel Griffith in
1897 to the inappropriate use of "felony", given that
manslaughter by negligence
was a
felony[69].
The redrafting that Griffith urged on the Sydney Convention to answer the
need for "verbal amendment" thus was not designed to
depart from the concern
which had animated the text in its previous form. This, as has been remarked
earlier in these reasons, involved
the probity of those to whom the
disqualification was to be applied.
Disjunction between ss 8, 30 and 44(ii) of the Constitution
- The
colonial precedents to which reference has been made directly linked
disqualification of electors and candidates, whereas whilst
s 44(ii) linked
candidates and members, no relevant specific provision was made for electors.
The criteria for qualification and disqualification
of electors were left by the
Constitution to State law, until the Parliament provided otherwise. This state
of affairs reflected stresses and strains which in the 1890s affected
the whole
subject of the franchise.
- In
the Australasian colonies a rapid growth had occurred in the development of
universal male suffrage. This growth happened in
different forms and at a
different pace in the individual colonies. This is conveniently explained in
the following passage from
Professor McMinn's work, A Constitutional History
of
Australia[70]:
"In the adoption of the constitutional devices of radical democracy the Australian colonies moved much faster than did the United Kingdom. Indeed, their Constitution Acts, based as they were on Bills framed in the colonies themselves, were much more radical than a generation of English politicians who remembered Chartism, and the threat which it seemed to level at society, would themselves have liked. In South Australia, for example, universal manhood suffrage on the basis of 'one man, one vote' existed from the institution of responsible government, when the franchise in England was held by perhaps one-fifth of the adult males of the kingdom. Two other colonies soon took advantage of the power of amending their constitutions to follow the South Australian example. In Victoria there was something very close to manhood suffrage from the start, for the right to vote was enjoyed not only by those who satisfied the almost nominal property and occupation tests, but also by holders of a miner's right. In 1857 the vote was given to all adult males, partly to eliminate the possibility that the miner's-right holders (who were allowed to vote in any electoral district they chose) might swamp the votes of local residents. New South Wales legislated for manhood suffrage the following year."
With respect to what he calls "the smaller colonies" the learned author adds[71]:
"The first 'extension' of the franchise in Tasmania in 1870 did little more than lower the qualification levels sufficiently to preserve the rights of those who already had the franchise and were in danger of losing it because of a decline in property values and incomes. After this time perhaps sixty per cent of adult males were electors. A real extension came in 1885, after a mining boom brought both prosperity and democratic pressures; the vote was given to all men in 1896. Three years earlier manhood suffrage had been established in Western Australia, and in 1905 Queensland became the last colony to abolish its franchise requirements. By this time the value of money had diminished to such an extent that they were disfranchising few apart from itinerant workers, perhaps one-sixth of the colony's male adults."
- However,
universal manhood suffrage alone would not provide a sufficient foundation for
representative government as that institution
has been understood after 1900,
and, indeed, as it was coming to be understood in Australia in the 1890s.
Plural voting still subsisted
in the larger colonies. This and the absence of
the female franchise and the need to include in the franchise only members of
"white
Australia" were topics of debate at the Conventions. Plural voting was
denied at the federal level by explicit provision in ss 8 and 30 of the
Constitution. But, subject to the somewhat delphic provision made by
s 41[72],
the thorny issues of the female franchise and racial disqualification (of
indigenous Australians and even of immigrant British subjects)
were left by
ss 8 and 30 of the Constitution to State law until the Parliament otherwise
provided.
The 1902 Act
- The
first Parliament of the Commonwealth responded in ss 3 and 4 of the
Commonwealth Franchise Act 1902 (Cth) ("the 1902 Act"). Sections 3 and 4
(with side notes) read:
"Persons entitled to vote. |
3. Subject to the disqualifications hereafter set out, all persons not under twenty-one years of age whether male or female married or unmarried — |
Disqualifications. See sec.44 sub- sec. ii of the Constitution. |
4. No person who is of unsound mind and no person attainted of treason, or who has been convicted and is under sentence or subject to be sentenced for any offence punishable under the law of any part of the King's dominions by imprisonment for one year or longer, shall be entitled to vote at any election of Members of the Senate or the House of Representatives. |
Disqualification of coloured races. |
No aboriginal native of Australia Asia Africa or the Islands of the Pacific
except New Zealand shall be entitled to have his name
placed on an Electoral
Roll unless so entitled under section forty-one of the Constitution." (emphasis
added)
|
- The
words emphasised differed from the confinement of s 44(ii) of the
Constitution to federal and State offences, but were consistent with colonial
precedents to which reference is made elsewhere in these reasons.
It may be
added that a proposal that disqualification extend to those in receipt of
charitable relief as an inmate of a public charitable
institution was withdrawn.
Why, Senator Stewart asked, although in some eyes "to be poor is the greatest
crime it is possible for
a man to commit", should not an inmate of a charitable
institution "be allowed to take an interest in the affairs of his
country?"[73].
- The
1902 Act was repealed in 1918 by s 3 of the Electoral Act, and provision
both for entitlement to vote and disqualification has been made by the latter
statute as amended from time to time.
- A
provision to the effect of the second paragraph of s 4 of the 1902 Act was
included in s 39 of the Electoral Act and remained there until wholly
removed in
1962[74]. With
respect to the first paragraph of that section, in 1983 the period of
"imprisonment for one year or longer" then appearing
in s 93 was replaced
by "5 years or
longer"[75].
This was recast by the Electoral and Referendum Amendment Act 1995 (Cth)
("the 1995 Act") so as to disqualify persons "serving a sentence of 5 years or
longer for an offence against the law of the Commonwealth or of a
State or
Territory"[76].
The period of three years was substituted in 2004 by the Electoral and
Referendum Amendment (Prisoner Voting and Other Measures) Act 2004 (Cth)
("the 2004
Act")[77].
Section 93(8)(b) then took the form set out earlier in these reasons until the
commencement of the 2006 Act. The relevant provisions came into force on 10
August 2004 immediately after the commencement on the same day of provisions of
the
Electoral and Referendum Amendment (Enrolment Integrity and Other
Measures) Act 2004 (Cth) ("the First 2004 Act") which the 2004 Act amended
or repealed to produce the state of the statute law respecting the
three year regime, as just mentioned.
- It
may be added that s 80(1)(d) of the Electoral Act 1993 (NZ)
disqualifies from registration and thus from voting those detained in prisons
under a sentence of preventative detention,
of imprisonment for life or for a
term of three years or more.
- We
return to the validity of the 2006 Act.
The validity of the 2006 Act
- In
Mulholland v Australian Electoral
Commission[78],
Gummow and Hayne JJ observed:
"The recurrent phrase in the Constitution 'until the Parliament otherwise provides' accommodates the notion that representative government is not a static institution and allows for its development by changes such as those with respect to the involvement of political parties, electoral funding and 'voting above the line'. Some of these changes would not have been foreseen at the time of federation or, if foreseen by some, would not have been generally accepted for constitutional entrenchment.
Thus, care is called for in elevating a 'direct choice' principle to a broad restraint upon legislative development of the federal system of representative government."
- As
the Commonwealth submissions respecting the impermissible exclusion of sections
of society such as bankrupts and those of indigenous
descent demonstrate, there
are constitutional restraints necessarily implicit in the otherwise broad
legislative mandate conferred
by the words "until the Parliament otherwise
provides". The difficulty, as Gaudron J observed in
McGinty[79],
lies in the process by which it may be determined that a law impermissibly
limits the electoral process and system.
- So
in Mulholland itself, the Court held that provisions in the Electoral Act
respecting the registration of political parties and the requirements
of "the
500 rule" did not infringe the Constitutional imperatives respecting
representative government. Earlier, in Langer v The
Commonwealth[80]
the Court upheld the prescription by the Electoral Act of a method of full
preferential voting for elections for the House of Representatives.
McGinty[81]
affirmed that the Constitution contained no implication affecting disparities of
voting power upon holders of the franchise for the election of members of a
State
legislature.
- On
the other side of the line lies the freedom of communication on matters of
government and politics which was identified in
Lange[82]
as "an indispensable incident" of the system of representative government
established and maintained by the Constitution. As remarked earlier in these
reasons, disqualification from exercise of the franchise is, if anything, a
subject even closer to
the central conceptions of representative government.
Given the particular Australian experience with the expansion of the franchise
in the 19th century, well in advance of that in the United Kingdom, this hardly
could be otherwise.
- Voting
in elections for the Parliament lies at the very heart of the system of
government for which the Constitution provides. This central concept is
reflected in the detailed provisions for the election of the Parliament of the
Commonwealth in
what is otherwise a comparatively brief constitutional text.
- In
McGinty[83]
the Court held that what is involved here is a category of indeterminate
reference, where the scope for judgment may include matters
of legislative and
political choice. But that does not deny the existence of a constitutional
bedrock when what is at stake is legislative
disqualification of some citizens
from exercise of the franchise.
- In
McGinty Brennan CJ considered the phrase "chosen by the people" as
admitting of a requirement "of a franchise that is held generally by all
adults
or all adult citizens unless there be substantial reasons for excluding
them"[84].
This proposition reflects the understanding that representative government as
that notion is understood in the Australian constitutional
context comprehends
not only the bringing of concerns and grievances to the attention of legislators
but also the presence of a voice
in the selection of those
legislators[85].
Further, in the federal system established and maintained by the Constitution,
the exercise of the franchise is the means by which those living under that
system of government participate in the selection of
both legislative chambers,
as one of the people of the relevant State and as one of the people of the
Commonwealth. In this way,
the existence and exercise of the franchise reflects
notions of citizenship and membership of the Australian federal body
politic.
- Such
notions are not extinguished by the mere fact of imprisonment. Prisoners who
are citizens and members of the Australian community
remain so. Their interest
in, and duty to, their society and its governance survives incarceration.
Indeed, upon one view, the
Constitution envisages their ongoing obligations to
the body politic to which, in due course, the overwhelming majority of them will
be returned
following completion of their sentence.
- The
question with respect to legislative disqualification from what otherwise is
adult suffrage (where 18 is now the age of legal
majority throughout Australia)
thus becomes a not unfamiliar one. Is the disqualification for a "substantial"
reason? A reason
will answer that description if it be reasonably appropriate
and adapted to serve an end which is consistent or compatible with the
maintenance of the constitutionally prescribed system of representative
government. When used here the phrase "reasonably appropriate
and adapted"
does not mean "essential" or
"unavoidable"[86].
Rather, as remarked in
Lange[87],
in this context there is little difference between what is conveyed by that
phrase and the notion of "proportionality". What upon
close scrutiny is
disproportionate or arbitrary may not answer to the description reasonably
appropriate and adapted for an end consistent
or compatible with observance of
the relevant constitutional restraint upon legislative power.
- The
affinity to what is called the second question in
Lange[88]
will be apparent. It has been
said[89] that
the ability to cast a fully informed vote in an election of members of the
Parliament depends upon the ability to acquire relevant
information and thus
upon that freedom of communication seen in Lange as an indispensable
incident of the representative government mandated by the Constitution. The
present case concerns not the ability to cast a fully informed vote but upon
denial of entitlement to cast any vote at all.
This case concerns not the
existence of an individual right, but rather the extent of the limitation upon
legislative power derived
from the text and structure of the Constitution and
identified in
Lange[90].
- Some
guidance for resolution of the present case is provided by Coleman v
Power[91].
There Gummow and Hayne JJ and Kirby J were of the view that in the statutory
provision under
consideration[92]
the proscription of "abusive" and "insulting" words was to be construed as
applying to words which, in the circumstances where they
are used, are so
hurtful as either intended to or be reasonably likely to provoke unlawful
physical
retaliation[93].
Were that not so, and were a broader meaning given to the area of proscribed
communication then the end served by the statute would
necessarily be the
maintenance of civility of discourse; given the established use of insult and
invective in political discourse,
that end could not satisfy the second question
or test in
Lange[94].
McHugh J construed the statute as imposing an unqualified prohibition upon
the use of insulting words in a broad sense which thus
went beyond what could be
regarded as reasonably appropriate and adapted to maintaining the
constitutionally prescribed system of
representative
government[95].
- Paragraph
(a) of s 93(8) of the Electoral Act disentitles those who are incapable of
understanding the nature and significance of
enrolment and voting because they
are of unsound mind. That provision plainly is valid. It limits the exercise
of the franchise,
but does so for an end apt to protect the integrity of the
electoral process. That end, plainly enough, is consistent and compatible
with
the maintenance of the system of representative government.
- The
end served by the denial in s 93(8AA) of the exercise of the franchise by
electors then serving a sentence of imprisonment for
an offence against federal
State or Territory law is further to stigmatise this particular class of
prisoner by denying them during
the period of imprisonment the exercise of the
civic right and responsibility entailed in the franchise. The measurement of
that
end against the maintenance of the system of representative government
first requires a closer examination of the particular class
of prisoner which
has been singled out in this way.
- Section 93(8AA)
operates without regard to the nature of the offence committed, the length of
the term of imprisonment imposed, or
the personal circumstances of the offender.
As indicated earlier in these reasons, there is long established law and custom,
stemming
from the terms of the institution in the Australasian colonies of
representative government, whereby disqualification of electors
(and candidates)
was based upon a view that conviction for certain descriptions of offence
evinced an incompatible culpability which
rendered those electors unfit (at
least until the sentence had been served or a pardon granted) to participate in
the electoral process.
That tradition is broken by a law in the terms of
s 93(8AA) as such a law has no regard to culpability. Moreover, the
disqualification
imposed by that provision may operate more stringently than
that imposed by s 44(ii) of the Constitution upon candidates and members of
the Senate and the House, even though the latter seek, or are subject to, unique
responsibilities
as legislators which are different in kind to those of
electors. The disharmony between s 93(8AA) of the Act and s 44(ii) of
the Constitution is plain.
- Contemporary
penal policy sometimes asserts that the imposition of a custodial sentence is to
be a last rather than first resort.
Things may have stood differently at the
time of federation. But with respect to the present state of affairs, several
matters
to which the Chief Justice refers in his reasons are of particular
significance. First, a very substantial proportion of prisoners
serve sentences
of six months or less. Secondly, when decisions to impose short-term custodial
sentences are made, the range of
practical sentencing options (including fines,
home or periodic detention and community service orders) may be limited by the
facilities
and resources available to support them and by the personal situation
of those offenders who are indigent, homeless or mentally unstable.
- Moreover,
s 93(8AA) is not yoked to sentencing laws or practices of any particular
description. Rather it picks up the consequences of the administration
of those
laws as they apply from time to time across the range of Australian
jurisdictions. Sentencing policy and, in particular,
that regarding mandatory
sentencing is notoriously a matter of continuing public debate and variable
legislative responses in different
Australian jurisdictions. In such matters,
statutory provisions and administrative policies and emphases constantly change.
However,
the Constitution with its central notion of electoral representation
and participation endures.
- The 2006 Act treats indifferently imprisonment for a token period of days, mandatory sentences, and sentences for offences of strict liability. It does not reflect any assessment of any degree of culpability other than that which can be attributed to prisoners in general as a section of society. In that regard, the plaintiff referred, as examples, to current legislation in several States and Territories whereby, as a last resort, failure to pay fines may result in a term of imprisonment, and to legislation in Victoria[96] and Queensland[97] whereby begging is an offence punishable by a term of imprisonment. (The Commonwealth disputed whether all the current legislation with respect to fine defaulters would produce consequences which answered the definition of "sentence of imprisonment" in s 4(1A) of the Electoral Act but that cannot fully meet the point the plaintiff seeks to make.) Further, in 2006 of the prison population 6.3 per cent was serving a sentence for a public order offence or a road traffic or motor vehicle regulatory offence and 17.6 per cent was serving a sentence of less than one year.
- The
Solicitor-General of the Commonwealth accepted that, for example, manslaughter
is a striking example of an offence which involves
an extensive range of moral
culpability down to little more than negligence; this may be reflected in the
term of the sentence imposed.
He responded that the 2006 Act operated with a
valid degree of precision by limiting the period of disqualification to that for
which the law provided incarceration.
The difficulty with that proposition is
the scope thereby provided for the particularly capricious denial of the
exercise of the
franchise.
- The
legislative pursuit of an end which stigmatises offenders by imposing a civil
disability during any term of imprisonment takes
s 93(8AA) beyond what is
reasonably appropriate and adapted (or "proportionate") to the maintenance of
representative government.
The net of disqualification is cast too wide by
s 93(8AA). The result is that ss 93(8AA) and 208(2)(c) are invalid
and question
(1) in the Amended Special Case should be answered accordingly.
The consequences of invalidity of the 2006 Act
- The
invalidity of the relevant provisions of the 2006 Act does not fully dispose of
the case. The position of the Commonwealth is that if the 2006 Act be invalid
the twofold consequence is that the Electoral Act as it stood after the 2004
Act, with a disenfranchisement based on the period of sentence being served
three years or longer, is both operative and valid. The
plaintiff counters that
in this form the relevant provisions of the 2004 Act are inoperative or, if
otherwise operative, are invalid.
- The
plaintiff first directs attention to the text of Sched 1, Items 14 and
15 of the 2006 Act. That text is set out earlier in these
reasons[98].
The effect of the plaintiff's submission is that these Items remain effective to
repeal the relevant three year provision of the
2004 Act and this is so even
without its replacement by the regime of the 2006 Act. That submission should
be rejected. There is disclosed no Parliamentary "intention" to remove the 2004
Act provisions independently of the adoption of the new provisions, and to leave
a gap in the Electoral
Act[99]. This
is not a case, if one may be found, where the invalidity of new provisions
leaves intact the repeal of the earlier provisions;
here the efficacy of the
former was a condition of the repeal of the
latter[100].
This is apparent both as a matter of form and of
substance[101].
Validity of the 2004 Act
- The
three year provisions (to put the subject matter in short form) of the 2004 Act
differ in their nature from the 2006 Act. They operate to deny the exercise of
the franchise during one normal electoral cycle but do not operate without
regard to the seriousness
of the offence committed as an indicium of culpability
and temporary unfitness to participate in the electoral process. In that
way
the three year provisions are reflective of long established law and custom,
preceding the adoption of the Constitution, whereby legislative disqualification
of electors has been made on the basis of such culpability beyond the bare fact
of imprisonment.
- The
plaintiff seemed to eschew her standing to challenge a disqualification system
such as that of five years or longer established
by the 1995 Act. But to
succeed even with respect to the three year provisions the plaintiff has to make
good her original submission. This was
that disqualification of persons serving
a term of imprisonment could only be a basis of exclusion "rationally connected
with representative
democracy" if the offence involved an attack on the
existence of the federal polity or electoral fraud such as to undermine the
integrity
of the electoral system.
- At
a general level of debate there is support for and against reasoning of this
kind in the majority and minority reasons given by
the Supreme Court of Canada
in Sauvé v Canada (Chief Electoral
Officer)[102].
However, the Supreme Court there was considering (and held invalid) a two year
or more sentence disqualification provision and did
so by reference to an
express conferral upon citizens by s 3 of the Canadian Charter of
Rights and Freedoms of "the right to vote in an election of members of the House
of Commons or of a legislative
assembly and to be qualified for membership
therein". The reasoning of the majority in Sauvé was that the
legislation was an unreasonable infringement of the right to vote guaranteed to
citizens by s 3 of the Charter. This reasoning was influential in the
decision of the European Court of Human Rights in Case of Hirst v The United
Kingdom
(No 2)[103].
There the question was whether the exclusion imposed by the United
Kingdom[104]
upon convicted prisoners in detention was disproportionate according to the
jurisprudence of that Court. The Grand Chamber by a
decision of 12 of the
Judges to five held against the United Kingdom. Article 3 of
Protocol 1 to the European Convention on Human
Rights guarantees "free
elections ... under conditions which will ensure the free expression of the
opinion of the people in the
choice of the legislature" and this has been
classified by the European Court as conferring individual
rights[105].
- The
question respecting the three year provision that is presented by the
constitutional jurisprudence of this Court differs from
that which would arise
at Ottawa or Strasbourg. It is whether the 2004 Act is appropriate and adapted
to serve an end consistent or compatible with the maintenance of the prescribed
system of representative
government. The end is the placing of a civil
disability upon those serving a sentence of three years or longer for an
offence,
the disability to continue whilst that sentence is being served.
- Given the 19th century colonial history, the development in the 1890s of the drafts of the Constitution, the common assumptions at that time, and the use of the length of sentence as a criterion of culpability founding disqualification, it cannot be said that at federation such a system was necessarily inconsistent, incompatible or disproportionate in the relevant sense. Further, in the light of the legislative development of representative government since federation such an inconsistency or incompatibility has not arisen by reason of subsequent events. Despite the arguments by the plaintiff respecting alleged imperfections of the three year voting disqualification criterion, such a criterion does distinguish between serious lawlessness and less serious but still reprehensible conduct. It reflects the primacy of the electoral cycle for which the Constitution itself provides in s 28. There is, as remarked earlier in these reasons, a permissible area in such matters for legislative choice between various criteria for disqualification. The 2004 Act fell within that area and the attack on its validity fails.
Orders
- Both
the plaintiff and the second defendant have had some measure of success. The
plaintiff brought the proceeding as a test case,
raising important questions of
constitutional principle. Her case faced substantial opposition. It has
succeeded in part. In our
view it would be just for the plaintiff to have half
of her costs of the Amended Special Case.
- The
questions in the Amended Special Case should be answered as follows:
(1) Section 93(8AA) and s 208(2)(c) of the Electoral Act are invalid.
(2), (3) Unnecessary to answer.
(3A) The provisions listed in the question are in force and valid.
(3B), (3C) Questions 3B and 3C postulate a relevant distinction between the text of the 2004 Act and the First 2004 Act, but given the answer to question (3A) it is unnecessary to answer them.
(4) The plaintiff have one half of her costs of the Amended Special Case.
(5) Unnecessary to answer, given the answer to Question (1).
- HAYNE J.
The central question, in these proceedings, is whether s 93(8AA) of the
Commonwealth Electoral Act 1918 (Cth) ("the Act") is a valid law.
Section 93(8AA) provides that:
"A person who is serving a sentence of imprisonment for an offence against the law of the Commonwealth or of a State or Territory is not entitled to vote at any Senate election or House of Representatives election."
Certain associated provisions of the Act (ss 208(2)(c)[106] and 221(3)[107]) are also subject to challenge.
- An
order was made in this matter on 30 August 2007. For the reasons that
follow I would have made an order giving answers to the
questions stated
upholding the validity of the impugned provisions.
- The
impugned provisions were enacted pursuant to the legislative power given to the
Parliament by the Constitution: by s 30 in conjunction with
s 51(xxxvi). Section 30 provides that:
"Until the Parliament otherwise provides, the qualification of electors of members of the House of Representatives shall be in each State that which is prescribed by the law of the State as the qualification of electors of the more numerous House of Parliament of the State; but in the choosing of members each elector shall vote only once."
By s 8 of the Constitution, the qualification of electors of senators is "that which is prescribed by this Constitution, or by the Parliament, as the qualification for electors of members of the House of Representatives". The reference in s 30 to "[u]ntil the Parliament otherwise provides" engages s 51(xxxvi) and its conferring of legislative power on the Parliament, "subject to this Constitution", with respect to "matters in respect of which this Constitution makes provision until the Parliament otherwise provides".
- Section 7
of the Constitution provides (so far as now relevant) that "[t]he Senate shall
be composed of senators for each State, directly chosen by the people
of the
State". Section 24 (again so far as now relevant) provides that "[t]he
House of Representatives shall be composed of members directly chosen by the
people of the Commonwealth".
- The
plaintiff alleged that the impugned provisions, in their application to her, are
invalid because their application would deny
the Constitution's requirement that
each House of the Parliament is "directly chosen by the people".
- The
text of the relevant provisions shows that the power given to the Parliament by
s 30 (to provide for the qualification of electors) is to be read as
limited by the requirements of ss 7 and 24 that the two Houses are
"directly chosen by the people". But what limitation on that power is conveyed
by those words?
- History
provides the only certain guide. The drafting history of what became s 30
shows that the Parliament's power under that section was given so that the
Parliament itself could determine the franchise upon which
it was elected. That
is, the purpose of the conferral of legislative power under s 30 was to
provide the Parliament with the power to determine which groups should be given
the franchise.
- Once
that is recognised, it follows that the words "directly chosen by the people"
are to be understood as an expression of generality,
not as an expression of
universality. Because the power to delineate the franchise was given to the
Parliament, the ambit of exceptions
to or disqualifications from the franchise
was a matter for the Parliament itself, so long always as the generality of
"directly
chosen by the people" was preserved.
- The
scope, or content, of that "generality" cannot be charted by precise metes and
bounds. The nature of its content, however, is
indicated by the range of
provisions made by the several State laws that were "picked up", at federation,
by s 30. All of those laws disqualified some prisoners from voting.
Excepting prisoners from the franchise did not and does not deny the
generality
required by "directly chosen by the people".
- Competing
approaches to the question necessarily begin from a premise that assumes the
answer. It will be necessary, later in these
reasons, to identify the competing
approaches proffered by the plaintiff and the premises from which those
approaches were advanced.
The facts and the proceedings
- The
plaintiff is an Australian citizen of indigenous descent. She is aged over 18
years. She is
entitled[108]
and
required[109]
to be enrolled to vote and is enrolled to vote in the Division of Kooyong. The
plaintiff is serving a sentence of imprisonment for
offences against the laws of
the State of Victoria. She is not eligible to be released from prison before
the latest date by which
the next federal election must be held. If the
impugned provisions are valid, she will not be entitled to vote at that
election.
- The
plaintiff has commenced proceedings in the original jurisdiction of the Court
seeking, among other relief, declarations that
the impugned provisions are
invalid. The parties joined in
stating[110]
what were said to be the questions of law arising in the proceeding in the form
of a special case for the opinion of the Full Court.
Those questions, as
ultimately amended, included questions asking whether ss 93(8AA),
208(2)(c), and 221(3) of the Act are invalid.
- By
amendments to the Special Case, made in the course of argument, the parties
sought to raise some further questions predicated
upon the Court finding that
the impugned provisions of the Act, in its present form, are invalid. Those
further questions addressed the validity of two earlier forms of provisions of
the Act dealing with the eligibility of prisoners to vote in federal elections:
the provisions as they stood before the Electoral and Referendum Amendment
(Electoral Integrity and Other Measures) Act 2006 (Cth) ("the 2006 Act"),
and the provisions as they stood before the Electoral and Referendum
Amendment (Prisoner Voting and Other Measures) Act 2004 (Cth) ("the 2004
Act").
- The
Act, as it stood before the 2004 Act, disqualified prisoners serving a sentence
of 5 years or longer for an offence against a law of the Commonwealth or of a
State or
Territory[111].
The 2004 Act provided for the disqualification of prisoners serving a sentence
of 3 years or longer for an offence against a law of the Commonwealth
or of a
State or Territory.
- The
plaintiff alleges that if the Act validly provides that persons serving a
sentence of 5 years or longer are disqualified from voting, she would not be
subject to that
disqualification. She was convicted on five counts for offences
of
burglary[112],
theft[113],
conduct endangering
persons[114],
and negligently causing serious
injury[115].
She was not sentenced, in respect of any of those offences, to a term of
imprisonment of 5 years or longer. The orders for cumulation
and concurrency
that were made resulted in a total effective sentence of six years and it was
ordered that she was not to be eligible
for parole before the expiration of four
years. Whether the plaintiff's contention is correct was not explored in
argument, and
it is neither necessary nor desirable to consider the point. It
is a point that does not arise under the questions that the parties,
by their
Amended Special Case, have joined in presenting for consideration by the Full
Court.
- No
question is asked by the parties which directly invites attention to whether the
provisions enacted in 1902 by the Commonwealth Franchise Act 1902 (Cth)
("the 1902 Act") concerning the disqualification of prisoners were valid. Those
provisions remained in force until
1983[116].
They were evidently based upon the model provided by s 44(ii) of the
Constitution and its prescription of which persons are incapable of being chosen
or of sitting as a senator or as a member of the House of Representatives.
The
1902 Act, like the provisions of s 44(ii), fastened upon those who were
attainted of treason, or had been convicted and were
under sentence, or subject
to be sentenced, for an offence punishable by imprisonment for one year or
longer. Whereas s 44(ii) of the Constitution identified the relevant
offences as offences under the law of the Commonwealth or of a State, the 1902
Act cast its net wider by
embracing offences under the law of any part of the
King's dominions.
The central issue and relevant history
- The
validity of the impugned provisions turns ultimately upon the content that is to
be given to the expression "directly chosen
by the people" when used in
ss 7 and 24 of the Constitution. It is that expression which is relied on
as limiting the evidently general provision of s 30 that the Parliament may
provide for the qualification of electors of members of the House of
Representatives. If the Parliament
does that, the provision applies by force of
s 8 as the qualification of electors of senators.
- The
drafting history of the provision that became s 30 provides the most
important indication of both the place that the provision has in the
constitutional arrangements governing the
federal Parliament and the breadth of
the relevant legislative power given to the Parliament. The draft of the
Constitution that was considered at the 1891 Convention in Sydney provided that
the qualification of electors of members of the House of Representatives
should
be "in each state that which is prescribed by the law of the state as the
qualification for electors of the more numerous
house of the parliament of the
state". In the course of
debate[117]
about the clause, Mr Barton
proposed[118]
the insertion of words giving power to the federal Parliament to prescribe a
uniform qualification of electors of the House of Representatives.
The proposal
was resisted as antithetical to "States' rights". In support of the proposal,
Mr Barton
said[119]:
"From the beginning I have held the opinion that if we constitute a free parliament in a free country, we must give the house most directly responsible to the people the right of fixing the franchise. You must allow not only that house, for that is a mere form of words, but the people, to fix their franchise. We must therefore look to the people of the commonwealth to constitute a franchise upon which they shall be represented in the house of representatives." (emphasis added)
Mr Barton's proposal was rejected in 1891.
- Before
the Adelaide session, in 1897, the Constitutional Committee, under the
chairmanship of Mr Barton, revised the 1891 draft.
It was in that
committee[120]
that what was to become s 30 reached substantially its final form. In
particular, the draft
submitted[121]
to the 1897 Adelaide Convention began with the words "[u]ntil the Parliament
otherwise provides". The draft (cl 29) provided that:
"Until the Parliament otherwise provides, the qualification of electors of members of the House of Representatives shall be in each State that which is prescribed by the law of the State as the qualification for electors of the more numerous House of the Parliament of the State. But in the choosing of such members each elector shall have only one vote."
The reference to State laws is critical.
- Unlike
Sydney, the proposal put to the Convention in Adelaide, to allow the federal
Parliament to enact a uniform franchise, attracted
no serious
debate[122]
about whether the power over the franchise should rest with the federal
Parliament rather than the several State parliaments. Instead,
the debate
centred upon women's suffrage, and whether the Constitution should conclude that
issue by providing for adult suffrage. The outcome of the Adelaide Convention
was to adopt a clause which,
in relevant respects, was in the form submitted to
the Convention. The issue of women's suffrage was left for the new federal
Parliament
to decide.
- This
assumption underpinned the whole of the Parliamentary debates about the first
Parliamentary specification of the federal franchise
in the 1902 Act. Like the
debates at the 1897 Adelaide Convention, the
debates[123]
in the Parliament about what was to become the 1902 Act focused chiefly upon the
controversy about whether women should have the
vote. The issue was resolved by
the 1902 Act. That is, as Mr Barton had foreshadowed, when
speaking[124]
in support of his (failed) proposal to the 1891 Sydney Convention, the
resolution of what, at the time, was seen as a difficult political
question was
effected by the Parliament in exercise of the power given by s 30: the
power of "fixing the franchise". As Mr Barton
had
said[125]:
"we must give the house most directly responsible to the people the right of
fixing the franchise. You must not only allow that house, for that is a mere
form of words, but the people, to fix their franchise" (emphasis added).
- That
was what the Parliament did in 1902 by its
provision[126]
that "[s]ubject to the disqualifications hereafter set out, all persons
not under twenty-one years of age whether male or female married or
unmarried" who met criteria of residence, being a subject of the King, and
being enrolled, were entitled to vote (emphasis added). But the
franchise thus
granted, although general, was not universal. Section 4 of the 1902 Act
provided that:
"No person who is of unsound mind and no person attainted of treason, or who has been convicted and is under sentence or subject to be sentenced for any offence punishable under the law of any part of the King's dominions by imprisonment for one year or longer, shall be entitled to vote at any election of Members of the Senate or the House of Representatives.
No aboriginal native of Australia Asia Africa or the Islands of the Pacific except New Zealand shall be entitled to have his name placed on an Electoral Roll unless so entitled under section forty-one of the Constitution."[127]
- These
matters of history point unambiguously to the conclusions expressed at the
outset of these reasons. That is, the words "directly
chosen by the people"
must be understood as words of generality, not as words of universality. The
words were not intended to convey
a requirement for universal adult
suffrage.
- There are some additional textual indications that point in the same direction. It is convenient to deal with those here.
- It
should go without saying that the provisions of ss 7, 8, 24 and 30 must all
be read in the context provided by the whole of the Constitution. Particular
attention must be paid to the context provided by Pt 2 of Ch I
(ss 7-23, concerning The Senate), Pt 3 of the same chapter
(ss 24-40, concerning The House of Representatives) and Pt 4 of that
chapter (ss 41-50, concerning Both Houses of the Parliament). But it is
also necessary to pay due regard to s 128 concerning Alteration of the
Constitution.
- What
is to be observed from the other provisions of Ch I of the Constitution is
the frequency of reference (both by the formula "[u]ntil the Parliament
otherwise provides" and otherwise) to the powers of the
Parliament to enact laws
regulating both elections for and membership of both of the Houses of the
Parliament. Section 7 (with its provisions about the division of
Queensland into divisions, and its provision for the numbers of senators to be
elected
in each State), s 9 (concerning the method of election of
senators), s 10 (applying certain State laws to the election of senators),
s 14 (concerning further provision for the rotation of vacancies in the
Senate), and s 22 (concerning the quorum at a meeting of the Senate) are
examples of such provisions. The examples can readily be multiplied by
reference
to
Pt 3[128]
and
Pt 4[129]
of Ch I. By these provisions, the Constitution provides power for the
Parliament to regulate a number of aspects of how it is to be constituted and
how it is to be elected. The
conferring of these powers is consistent with the
franchise being a matter for the Parliament to determine, subject only to the
requirement
that each House be "directly chosen by the people".
- Two
different points emerge from consideration of s 128. First, there is the
point that the Constitution provides that it is the "electors qualified to vote
for the election of members of the House of Representatives" who are ultimately
to decide upon constitutional alteration. This is an important element of the
form of representative democracy for which the Constitution provides. The
second and more directly relevant point comes from the fourth paragraph of
s 128. That provides that:
"When a proposed law is submitted to the electors the vote shall be taken in such manner as the Parliament prescribes. But until the qualification of electors of members of the House of Representatives becomes uniform throughout the Commonwealth, only one-half the electors voting for and against the proposed law shall be counted in any State in which adult suffrage prevails."
The expression "adult suffrage" was, of course, a reference to a suffrage in which both men and women had the vote. But the present significance of the reference to "adult suffrage" is that it was evidently understood as consistent with the exclusion of some prisoners from the vote. All of the States (including those[130] that, at the time of federation, provided for adult suffrage) made some provision excluding some prisoners from voting.
- Election
of both Houses of the federal Parliament by those who, under the relevant State
laws were qualified as electors for the
more numerous House of the State
Parliaments, yielded, in each case, a House that satisfied the constitutional
description of "directly
chosen by the people". It may well be that the framers
of the Constitution, and others at the time, expected that the first federal
Parliament would soon enact a uniform federal franchise. But that was not
required by the Constitution. If, contrary to any such expectation (and
contrary to the fact) the Parliament had not legislated for a uniform federal
franchise,
it would have been consistent with constitutional requirements for
successive federal elections to be conducted on the several different
franchises
which obtained in the States. And the Houses of the Parliament thus elected
would have been "directly chosen by the people".
- The
State legislation which, at federation, prescribed the qualification of electors
for the more numerous House of the State Parliaments
indicates the content that
is to be given to "directly chosen by the people". It is, therefore, necessary
to say a little more about
the relevant provisions of that State
legislation.
State legislation "picked up" by s 30
- Several
States followed a legislative pattern that derived ultimately from the
Australian Constitutions Act 1842 (Imp). That Act had
provided[131]
for a property qualification for electors but provided for the disqualification
of those attainted or convicted of "any treason,
felony, or infamous offence
within any part of Her Majesty's dominions" unless the person had received a
free pardon, or one conditional
upon not leaving the colony, or had undergone
the sentence or punishment. Some colonies that had
followed[132]
this pattern had, by the time of federation, altered or abandoned the
specification of property qualifications for voting. In some
colonies[133]
there was adult suffrage; in other colonies there was adult male suffrage. But
in the colonies other than New South Wales and Victoria,
the specification of
the disqualification remained substantially in the form enacted in the
Australian Constitutions Act 1842. That is, it was a disqualification
that hinged about the currency of a sentence for "Treason, Felony or infamous
Offence".
- The
New South Wales and Victorian disqualification provisions were more extensive.
They disqualified several different classes of
persons from voting. In New
South Wales, s 23(IV) of the Parliamentary Electorates and Elections
Act 1893 (NSW) provided that all who were "in prison under any conviction"
were disqualified from voting. As well, the section provided
for the
disqualification of a number of other classes of person: some on account of
their being under sentence following conviction
for some kinds of offence
identified by the severity of the maximum sentence that could be imposed for the
offence, others on account
of their having been imprisoned for an aggregate
period of at least three months within the recent past. Still others were
disqualified
on account of their recent conviction for certain public order
offences: being an habitual drunkard, an incorrigible rogue, or a
rogue and
vagabond. And any man against whom there was an unsatisfied order for
maintenance of wife or children or who had recently
been convicted of an
aggravated assault upon his wife was disqualified.
- The
relevant Victorian provision was not identical but it contained provisions that
were generally similar to those applying in New
South Wales. Unlike New South
Wales, there was not the blanket disqualification of anyone "in prison under any
conviction". When
it is recalled, however, that voting was not compulsory, and
could be effected only by the voter attending at a polling place, the
absence of
a blanket disqualification of those in prison is not surprising.
Section 24 of the Purification of Rolls Act 1891 (Vic) did require
the removal from the electoral roll of "every person ... who during the last
three years has served any term or
terms of imprisonment for any period or
periods amounting in the aggregate to at least three months such term or terms
of imprisonment
having been imposed without the option of a fine". It required
the removal of persons who during the preceding three years had been
found
guilty of any of a number of offences concerning the conduct of elections. It
required the removal of those who in the previous
year had been convicted of
being an habitual drunkard, idle and disorderly person, incorrigible rogue, or
rogue and vagabond, as
well as those who had unsatisfied orders for maintenance
of wife or children, or who, in the previous year, had been convicted of
committing an aggravated assault on his wife.
- Several
observations may be made about these different laws, all of them "picked up" by
s 30 of the Constitution. First there is the obvious point to be made
about their variety. There was no single form of franchise that was seen as
necessary
to produce the result that the Houses of the federal Parliament would
be "directly chosen by the people". The most obvious, and
then most
controversial, difference was between South Australia and Western Australia
(each with adult suffrage) and other States
which did not provide for women to
vote. But there were marked differences between the ways in which the several
States identified
those who were to be disqualified from voting.
- All
States excluded some prisoners from voting. For present purposes, the critical
observation is that New South Wales
excluded[134]
"every person who ... is in prison under any conviction".
- This
being the state of the law picked up by s 30, persons in prison under
sentence were, and now can be, excluded from voting without denying the Houses
that are thus elected the
constitutional description of "directly chosen by the
people".
- Moreover,
this being the state of the law picked up by s 30, no more refined or
precise proposition, whether hinged about length of sentence, quality of offence
or otherwise, can now be identified
as controlling the content of "directly
chosen by the people" in its application to the subject of prisoners voting.
The diversity
of the relevant State provisions denies that a proposition of that
kind can be identified as informing the Constitutional adoption
and application
of those State laws. State laws operated in some cases by reference to the
length of the sentence that was imposed,
in some by reference to the length or
kind of sentence that could be imposed, in others by reference to the quality of
the offence
(treason, felony or infamous offence). The differences between the
provisions are not to be ignored in favour of now devising, a
priori, a
criterion drawn either by reference to a particular length of sentence (whether
actually imposed or available) or by reference
to some quality of the offence
for which the person has been imprisoned.
- Penological
theories that seek to connect any particular form of deprivation of rights or
freedoms with the attainment of desired
goals of punishment or reformation, may
be very important considerations for legislators or other policy-makers. They
may affect
the way in which a court approaches the fixing of sentence for crime.
But they are not relevant to the issues that arise in the present
matter.
Notions of "infamous crime", like notions of "civil
death"[135],
find no textual footing in the Constitution. Neither of those notions, nor any
other form of penological theory, underpins or informs the content of any of the
relevant Constitutional
provisions.
- Moreover,
the Constitution does not establish a form of representative democracy in which
the limits to the legislative power of the Parliament with respect
to the
franchise are to be found in a democratic theory which exists and has its
content independent of the Constitutional text.
The form of representative
democracy for which the Constitution provides was established with British and
American models at the forefront of the framers' consideration. But neither of
those models
was adopted. The Constitution provided its own form of government:
a form of government in which there are elements that evidently draw on the
experience of others
but which, taken as a whole, is unique. To impose upon the
text and structure that was adopted a priori assumptions about what is
now
thought to be a desirable form of government or would conform to a pleasingly
symmetrical theory of government is to do no more
than assert the desirability
of a particular answer to the issue that now arises.
The plaintiff's submissions
- The
plaintiff submitted that "disqualification must be reasonably appropriate and
adapted to achieve a legitimate end that is consistent
with the constitutional
system of representative and responsible government in order to be valid". She
further submitted that "the
validity of the impugned provisions falls to be
determined by reference to the representative democracy criteria" and that,
however
those criteria are formulated, the impugned provisions do not meet them
"because they operate in an arbitrary and discriminatory
manner and are both
over- and under-inclusive".
- The
plaintiff identified four paths which she submitted lead to the ultimate
propositions just identified. It will be convenient
to deal with each
separately, recognising that each was said to lead to the same end. But one
point, which goes to the root of the
plaintiff's submissions, must be made at
once.
- The
plaintiff did not give content to the "representative government criteria" which
underpinned all of her submissions. Rather,
it was submitted that it mattered
not how those criteria were formulated; it sufficed to describe the operation of
the impugned law
as "arbitrary and discriminatory" and as "over- and
under-inclusive". But if, as must be the case, the "representative government
criteria" include a criterion about qualification of electors, the specification
of that criterion concludes the issue that must
now be decided. The plaintiff,
at least implicitly, makes an assertion that the representative government
criterion governing the
qualification of electors must have a particular
content. That assertion is not based on Constitutional text or history and the
argument thus becomes circular. The assertion of content determines the answer.
This approach is flawed.
- The
first of the paths identified by the plaintiff began from the proposition that
the Constitution provides no express legislative power to provide for the
"disqualification" of electors as distinct from their "qualification".
Power in
relation to "disqualification" was said to lie only in an incidental power
(either as an incident to the power to provide
for qualification or under
s 51(xxxix)). It was submitted that it follows (a) that the power to
provide for disqualification "is purposive in nature: it can be exercised
only
for the purpose of effectuating the main power"; and (b) that the power to
provide for disqualification is subject to ss 7 and 24 (with their
references to "directly chosen by the people") and "the other sections of the
Constitution providing for representative and responsible government". The
result of this analysis was said to be that "any disqualification
of persons
from voting must satisfy the representative government criteria".
- The
premise for this aspect of the plaintiff's argument should not be accepted.
Section 30 should not be read as drawing a distinction between
"qualification" of electors and their "disqualification". When s 30 of the
Constitution speaks, as it does, of "the qualification of electors of members of
the House of Representatives" and "the qualification of electors
of the more
numerous House of Parliament of [a] State" it is not to be read as confined to
the delineation of a class of persons
by inclusion. Rather, in the context of
s 30, "qualification" must be read as extending to delineation of the class
of those who are "electors of members of the House of Representatives"
by
inclusion, exclusion, or both. And the reference in s 8 to "[t]he
qualification of electors of senators" must be read in the same way.
- If
s 30 is not read in the way just described, the validity of a particular
legislative prescription of who may be an elector of members
of the House of
Representatives would turn upon the form of the provision, not its substantive
operation. The valid engagement of
s 30 is not to be understood as turning
upon the Parliament adopting a particular drafting technique. Further, the
proposition that the
legislative power with respect to "qualification" of
electors extends only to the prescription of those who are included within the
relevant class would require reading the latter part of s 30, picking up
State laws, either as picking up only so much of those State laws as was not
cast as a form of disqualification, or as
using the word "qualification" in a
sense different from its use in the first part of the section. Neither of those
readings should
be adopted.
- It
may be accepted that the text of the Constitution provides some footing for
distinguishing between questions of "qualification of electors" and their
"disqualification". The sidenotes
to both ss 8 and 30 are "[q]ualification
of electors". By contrast, the sidenote to s 25 is "[p]rovision as to
races disqualified from voting". Section 25 provides that, for the purpose
of the calculation to be made under s 24 of the number of members of the
House of Representatives to be chosen in each of the several States, "if by the
law of any State
all persons of any race are disqualified from voting at
elections for the more numerous House of the Parliament of the State, then, in
reckoning the number of the people
of the State or of the Commonwealth, persons
of that race resident in that State shall not be counted" (emphasis added). In
addition,
it is to be observed that ss 16 and 34 speak of the
"qualifications" of a senator and a member of the House of Representatives,
respectively, whereas s 44, with its prescription of which persons are to
be incapable of being chosen or of sitting as a senator or a member of the House
of
Representatives, is given the sidenote "[d]isqualification". And both
ss 45 and 46 deal with consequences that follow from disqualification under
s 44.
- Moreover,
it must also be accepted that the several State laws governing the franchise in
elections for the more numerous House of
the State Parliament that were picked
up at federation by operation of s 30 were commonly drafted in a form that
prescribed who was entitled to vote by first describing generally the class of
persons who were
to be entitled (those "qualified") and then providing a series
of exceptions (by way of "disqualification") to the general reach
of the
qualification provisions. Even so, as the Australian Constitutions Act
1842 demonstrates, no clear line was drawn in such legislation between matters
of qualification and matters of disqualification. Section
5 of that Act
specified those who were qualified by reference to certain property criteria.
Section 6, the disqualification provision,
then dealt with some matters
that might more easily be described as qualifications to vote by providing
that:
"[N]o Person shall be entitled to vote at any such Election as aforesaid unless he be of the full Age of Twenty-one Years, and a natural-born Subject of the Queen ..."
Yet it was the same section that went on to deal with persons "who shall have been attainted or convicted of any Treason, Felony, or infamous Offence within any Part of Her Majesty's Dominions".
- These observations about the different uses of the words "qualification" and "disqualification" in the Constitution itself, in the laws to which s 30 required reference at federation, and in the law which was the ultimate pattern for some of that State legislation, do not require the conclusion that the references in s 30 to "the qualification of electors of members of the House of Representatives" and "the qualification of electors of the more numerous House of Parliament of [a] State" are to be read as confined to the delineation of a class of persons by inclusion. Rather, as stated earlier, "qualification" must be read, in ss 30 and 8, as permitting delineation of the class of those who are "electors" by inclusion, exclusion, or both.
- The
premise for the first of the four paths identified by the plaintiff as leading
to the conclusions for which she contended should
be rejected.
- It
may be that the first path of the plaintiff's argument is to be understood as
making a different, and essentially individual and
temporal, point. That is,
the argument may be understood as contending that, because the relevant
legislative power is expressed
as a power with respect to the subject of
"qualification of electors", there is no express legislative power to make a law
that would
"disqualify" a person from voting if that person has, at some earlier
time, met the criteria of qualification. For the reasons already
given, the
argument fails. Moreover, its acceptance would lead to absurd results. The
absurdity is illustrated by considering the
case of a person, qualified and
enrolled as an elector, later becoming of unsound mind. There can be no doubt
that the legislative
power permits the making of a law which would disqualify
that person from voting so long as he or she was of unsound mind.
- The
second path described by the plaintiff fixed upon the limitation provided by the
references in ss 7 and 24 of the Constitution to "directly chosen by the
people". It was said that "[t]hese sections ... place a limit on the power to
provide for the qualification
of electors which precludes the Parliament from
winding back the franchise and precludes the Parliament from disqualifying those
who are otherwise qualified unless such disqualification is not inconsistent
with ss 7 and 24". "Satisfaction of the representative government
criteria" was said to be "necessary to ensure the requisite consistency".
- As
noted at the outset of these reasons, it is clear that the power given to the
Parliament by s 30 to provide for the qualification of electors is to be
read as limited by the requirements of ss 7 and 24 that the two Houses are
"directly chosen by the people". The central question is what limitation on the
power is conveyed by those
words. Thus when the plaintiff submits that
"[s]atisfaction of the representative government criteria is necessary to ensure
the
requisite consistency" the critical step is to identify what is meant by the
"representative government criteria". This the plaintiff
sought to do by
reference first to statements made in decisions of this Court, and then by
reference to some decisions of ultimate
courts of other countries and some
international materials.
- Some
particular emphasis was given, in argument, to what was
said[136] by
McTiernan and Jacobs JJ in Attorney-General (Cth); Ex rel McKinlay
v The Commonwealth:
"The words 'chosen by the people of the Commonwealth' fall to be applied to different circumstances at different times and at any particular time the facts and circumstances may show that some or all members are not, or would not in the event of an election, be chosen by the people within the meaning of these words in s 24. At some point choice by electors could cease to be able to be described as a choice by the people of the Commonwealth. It is a question of degree. It cannot be determined in the abstract. It depends in part upon the common understanding of the time on those who might be eligible to vote before a member can be described as chosen by the people of the Commonwealth. For instance, the long established universal adult suffrage may now be recognized as a fact and as a result it is doubtful whether, subject to the particular provision in s 30, anything less than this could now be described as a choice by the people." (emphasis added)
Two points are to be noted about this passage. First, there is the reference to "common understanding". Second, there is the suggestion that the meaning or application of "directly chosen by the people" may change over time.
- Is
"directly chosen by the people" to be understood by reference to "the common
understanding of the time"? That is, do what might
be called "generally
accepted Australian standards" provide a valid premise for consideration of the
issues presented in this matter?
- There
are at least two reasons to reject reference to "common understanding" or
"generally accepted Australian standards" as informing
the content that is to be
given to "directly chosen by the people". First, there is the obvious
difficulty of determining what those
standards are, and to what extent they are
"generally accepted". Does it suffice that they are standards that are
reflected in legislation
which, by hypothesis, has been passed by a majority of
popularly elected representatives in the two Houses of the federal Parliament?
If that is sufficient, the limitation has no content; the Parliament may do as
it chooses. If that is not sufficient, what is it
that will demonstrate either
the content of the asserted understanding or its common or general
acceptance?
- Secondly,
and more fundamentally, it is not to be supposed that the ambit of the relevant
constitutional power (as distinct from
the political capacity to exercise the
power) is constrained by what may, from time to time, be identified as
politically accepted
or acceptable limits to the qualifications that may be made
to what now is an otherwise universal adult suffrage. Political acceptance
and
political acceptability find no footing in accepted doctrines of constitutional
construction. The meaning of constitutional
standards does not vary with the
level of popular acceptance that particular applications of the power might
enjoy.
- The
plaintiff's argument that the franchise cannot be "wound back" amounted to the
contention that the Parliament has no legislative
power to depart from what now
is seen as a commonly understood minimum requirement for the franchise. To the
extent to which the
argument depends upon the invocation of "common
understanding", it must be rejected for the reasons that have been given. To
the
extent to which it makes the temporal point noted in connection with the
plaintiff's first path of argument, it must likewise be
rejected.
- Further,
although it is not necessary to decide the point, it may greatly be doubted that
the content of the expression "directly
chosen by the people" changes over time.
"[D]irectly chosen by the people" expresses a standard. It is not an expression
that has
a relevantly different application as facts change. The standard
expressed is unvarying. It describes an important characteristic
that each of
the Houses of the Parliament must have. That the meaning of "directly chosen by
the people" cannot be charted by metes
and bounds does not entail that the
meaning changes over time.
- The
expression "directly chosen by the people" may be seen as standing in sharp
contrast with expressions like "foreign
power"[137],
or "postal, telegraphic, telephonic, and other like
services"[138].
The latter expressions must be applied to various facts and circumstances that
can and do change over time. In particular, the
political or technical facts to
which they are applied may require different applications of the relevant
expression over time.
The better view may well be that "directly chosen by the
people" is not an expression of that kind. It is, however, not necessary
to
decide the point. It suffices to say that its content is not to be found by
reference to what is "commonly understood", what
is politically accepted, or
what is politically acceptable.
- The
plaintiff sought to give content to the "representative government criteria" by
reference to a deal of overseas material. Emphasis
was placed, in argument, on
the ways in which other nations, operating under different constitutional
instruments and arrangements,
have dealt with prisoners voting. Particular
reference was made to several Canadian
decisions[139]
about the application of the Canadian Charter of Rights and Freedoms to
federal laws disqualifying prisoners from voting, to the decision of the
European Court of Human Rights in Hirst v United Kingdom
(No 2)[140]
concerning the compatibility of s 3 of the Representation of the People
Act 1983
(UK)[141]
with the First Protocol to the European Convention on Human Rights, and to a
decision of the Constitutional Court of South
Africa[142]
concerning the validity of provisions depriving prisoners, serving a sentence of
imprisonment without the option of paying a fine,
of the right to participate in
elections during the period of their imprisonment. All of these decisions held
the legislation in
question to be incompatible with an applicable statement of
rights and freedoms, or to be constitutionally invalid. It was said
that these
decisions, or these decisions when read in conjunction with international
instruments such as the International Covenant
on Civil and Political
Rights[143],
revealed a generally accepted international standard that could, even should,
find application either in the search for the "common
understanding" of which
McTiernan and Jacobs JJ spoke in
McKinlay[144],
or otherwise in the construction of "directly chosen by the people". American
decisions[145]
upholding the validity of statutes providing for the life-long
disenfranchisement of felons were said to be irrelevant on the ground
that they
depended upon the particular text and history of s 2 of the Fourteenth
Amendment to the United States Constitution.
- The
argument from overseas material, in all of the several forms in which it was
advanced by the plaintiff, should be rejected.
The reasons given earlier in
relation to "common understanding" or "generally accepted Australian standards"
require that rejection.
But there is a further and fundamental flaw in the
plaintiff's argument.
- Any
appeal to the decisions of other Courts about the operation of other
constitutional instruments or general statements of rights
and freedoms is an
appeal that calls for the closest consideration of whether there are any
relevant similarities between the instruments
that were examined and applied in
those decisions and the particular provisions that this Court must consider.
The plaintiff's argument
that no useful guidance is to be had from United
States' decisions acknowledges the force of this proposition.
- There
is no similarity between the provisions considered in the cases referred to and
relied on by the plaintiff and the provisions
of the Constitution that are in
issue in the present matter. The only connection between the cases and other
international materials upon which the
plaintiff relied and the present issues
is to be found in the statement of the problem as an issue about the validity of
legislative
provisions excluding prisoners from voting. That the problem may be
stated in generally similar terms does not mean that differences
between the
governing instruments may be ignored. Yet in essence that is what the appeal
made by the plaintiff to "generally accepted
international standards" seeks to
have the Court do.
- The
third of the paths identified by the plaintiff assumed (contrary to the
submission made as the first path) that the impugned
provisions are within the
power conferred by s 30 and s 51(xxxvi). She submitted that that
power is conferred "subject to this Constitution" and that the power is thus
subject to an implied freedom of political communication, participation and
association "which protects
voting together with the communications required to
render the vote an informed choice".
- Reference
to the implied freedom of political communication does not support the
plaintiff's case unless it is first assumed that
the freedom that is identified
is one that either depends upon or implies a particular kind of franchise. But
that is the very question
for decision and, in the end, the appeal to the
implied freedom is to be seen as no more than a restatement of the premise
described
as the "representative democracy criteria". For the reasons given
earlier, that premise, to have the consequence for which the plaintiff
contends,
must assume the answer to the question for decision.
- The
fourth of the paths the plaintiff identified commenced with the proposition that
the Parliament has no power to impose punishment
for breach of a State law. It
was said that because the effect of the impugned laws is punitive, it is to be
assumed that their
purpose was punitive. This being so, it was said that it was
for the Commonwealth to "demonstrate some other, legitimate, purpose
the law
serves, which purpose has displaced the presumed punitive purpose". The
plaintiff submitted that no other legitimate purpose
had been or could be
identified.
- To
say that the impugned laws are "punitive in their effect" seeks to characterise
the way in which a person affected by the laws
may describe the consequence of
their application. That has been
said[146] to
be relevant to questions about the exercise of judicial power but it is neither
necessary nor appropriate to consider here the
utility of such a
characterisation to questions arising under Ch III. The point which the
plaintiff made was not a point about the
exercise of judicial power, it was that
the impugned provisions had not only a punitive effect but also a punitive
purpose.
- This
branch of the plaintiff's submissions depended upon melding a number of
disparate ideas into the single proposition that because
the law "is punitive in
nature" it is beyond the power of the Parliament. First, much of this aspect of
the plaintiff's argument
proceeded from the premise that the "representative
government criteria" include a criterion about the franchise that supports her
contentions. Thus it was said that
"[t]he effect of the impugned provision is to punish persons who are imprisoned for breach of a State law by depriving them of one of their fundamental rights and duties as a citizen: the right to vote (which they had, as qualified electors, prior to commencing their term of imprisonment)." (emphasis added)
For the reasons given earlier, the argument is circular.
- Secondly,
the argument about effects and purposes did not distinguish between the
political purposes or effects that may have moved
a majority of the members of
the two Houses to support a particular proposal and the questions of legal
effect[147]
that are to be considered when asking whether a law is a law with respect to a
head of legislative power. Only the latter kinds
of effect ("the rights,
powers, liabilities, duties and privileges which [the impugned law] creates",
and the "practical as well
as the legal operation" of the
law[148]) are
relevant to the present issues. For the reasons given earlier, the impugned
laws have the requisite character of a law made
with respect to a matter of the
kind described in s 51(xxxvi).
- Finally,
in support of this fourth path, and her arguments more generally, the plaintiff
relied upon a deal of statistical and other
material as demonstrating that the
impugned laws have an application that is arbitrary or capricious. The
statistical material upon
which the plaintiff relied may yield a number of
conclusions, not all as useful or reliable as others. It may be accepted,
however,
that not all crime is detected, not all criminals are prosecuted, and
sentencing practices vary from jurisdiction to jurisdiction
and to some extent
may vary within a single jurisdiction. There are those who are in prison who
have done far less than some who
are at large in the community. There are
jurisdictions which provide for mandatory sentences of imprisonment in cases
where other
jurisdictions do not. The indigenous population of this country is
markedly over-represented in the prison population.
- All
of this may be accepted. But the root question remains: what is the limitation
on legislative power that is prescribed by the
requirement that the Houses of
the Parliament are "directly chosen by the people"? The matters relied on by
the plaintiff are relevant
to the answer that is to be given if, and only if,
some assumption is made about the nature of the representative democracy for
which
the Constitution provides. But that is the question for decision.
Conclusion
- Most
of the questions stated in the Amended Special Case asked whether the impugned
provisions were invalid for a reason stated in
the question. The reasons stated
in the questions included, for example, "because they [the impugned provisions]
are contrary to
ss 7 and 24 of the Commonwealth Constitution".
- Rather
than answer a series of questions framed with that level of specificity, I would
have answered the fifth question stated,
namely:
"Q. Should the Court grant the Plaintiff the relief claimed in paragraph 1 of the application for an order to show cause, namely a declaration that ss 93(8AA) and 208(2)(c) of the Act are invalid and of no effect?
- No. None of ss 93(8AA), 208(2)(c) or 221(3) is invalid."
It would then have been unnecessary to answer any of the other questions stated in the Amended Special Case except question 4 ("Who should pay the costs of the Special Case?"). I would have answered that question: "The plaintiff".
- HEYDON
J. The responses proposed by Hayne J to the questions asked are correct. His
reasons for giving these responses are incontrovertible.
Only the following
additional points are made.
- In
the course of argument the Solicitor-General of the Commonwealth, no doubt
understandably, made various concessions which were
welcomed by the plaintiff.
Some were
express[149].
Some were
implied[150].
Doubtless some are correct, and perhaps, for a variety of possible reasons, they
are all correct, but, since they are concessions,
they have not been the subject
of contested argument, it is not necessary to decide whether they are correct,
and anything said to
flow from them is to that extent unsupported.
- The
plaintiff's submissions contained many assumptions as to whether it would be
possible now to narrow the franchise on the basis
of race, age, gender,
religion, educational standards or political beliefs, questions which no
Australian legislator has ever dreamed
of or is likely to dream of. Resolution
of the present case does not call for any of these assumptions to be either made
or
tested[151];
and certainly none of them were tested. It is enough to say that narrowing the
franchise in any of these ways may be highly undesirable;
it does not follow
that it is unconstitutional.
- The
plaintiff's key assumption was that it is a necessary but not sufficient
condition for the validity of electoral laws that they
maintain or widen the
franchise: "one cannot wind the clock back". Thus, it was assumed, if an
electoral law contracts the franchise
it is invalid. Many think that one of the
advantages of having a liberal democratic legislature, particularly when the
legislators
belong to political parties having different opinions on some
issues, is its capacity to experiment, to test what does or does not
work, to
make up for unsatisfactory "advances" by carrying out prudent "retreats". That
capacity stands in contrast to the tendency
of totalitarian regimes to become
gerontocratic and ossified, faithful to only one technique of government. It
would be surprising
if the Australian Constitution operated so as to inhibit the
capacity of the legislature, having changed the electoral laws in a particular
way, to restore them
to their earlier form if that change was found wanting in
the light of experience.
- The
plaintiff relied on the terms of, and various decisions about and commentaries
on, certain foreign and international instruments
– the International
Covenant on Civil and Political Rights, the First Protocol of the European
Convention on Human Rights,
the Canadian Charter of Rights and Freedoms and the
Constitution of South Africa. The plaintiff's primary arguments were fixed, as
they had to be, on ss 7, 8, 24, 30 and 51(xxxvi) of the Constitution, and on
implications from these provisions. It is thus surprising that the plaintiff
submitted that those arguments were "strongly
supported" by decisions under the
last three instruments "which found that prisoner disenfranchisement provisions
were invalid".
It is surprising because these instruments can have nothing
whatever to do with the construction of the Australian Constitution. These
instruments did not influence the framers of the Constitution, for they all
postdate it by many years. It is highly improbable that it had any influence on
them. The language they employ is
radically different. One of the instruments
is a treaty to which Australia is not and could not be a party. Another of the
instruments
relied on by the plaintiff is a treaty to which Australia is a
party, but the plaintiff relied for its construction on comments by
the United
Nations Human Rights Committee. If Australian law permitted reference to
materials of that kind as an aid to construing
the Constitution, it might be
thought that the process of assessing the significance of what the Committee did
would be assisted by knowing which
countries were on the Committee at the
relevant times, what the names and standing of the representatives of these
countries were,
what influence (if any) Australia had on the Committee's
deliberations, and indeed whether Australia was given any significant
opportunity
to be heard. The plaintiff's submissions did not deal with these
points. But the fact is that our law does not permit recourse
to these
materials. The proposition that the legislative power of the Commonwealth is
affected or limited by developments in international
law since 1900 is denied by
most[152],
though not
all[153], of
the relevant authorities – that is, denied by 21 of the Justices of this
Court who have considered the matter, and affirmed
by only one.
- An
aspect of the plaintiff's argument about arbitrariness was that a large
proportion of prisoners serve a sentence of two years
or less, and whether these
prisoners lose the vote depends on the length of time they spend in prison and
where that period falls
in "the three year federal electoral cycle". In
practice the cycle is much less than three years. Many federal elections within
living memory have been held less than three years after the previous one, and
the plaintiff asserted, plausibly, that over the whole
history of Federation
they have been held on average about every two years and four months. It would
be strange if the constitutional
validity of a restriction on the franchise rose
and fell with executive decisions about the duration of parliaments.
- Finally,
the plaintiff submitted that it was not necessary for her to argue that any of
the legislation in force before 2004 was
invalid. But, despite the plaintiff's
refusal to admit this
unconditionally[154],
the following conclusions flow if her contention is sound. One is that if
legislation in the form of the 1902 Act came up for consideration
now, it would
be declared void. Another is that if federal legislation was enacted in the
form of that which existed in New South
Wales and Victoria in 1900 and came up
for consideration now, it would be declared void. On the assumption (which it
is appreciated
not everyone shares) that, leaving aside special circumstances
capable of satisfactory
explanation[155],
legislation which would be declared void in 2007 would also have been declared
void in 1902 or at any time between those two dates,
it would follow that
federal statutes in the two forms just described would also have been declared
void in 1902, and in any year
since that date in which they were challenged.
That in turn would mean that every federal election in our history apart from
the
first one would have been held under invalid electoral laws. These
conclusions are so highly improbable that the contentions of
the plaintiff which
lead to them must be incorrect.
[1] [2004] HCA 41; (2004) 220 CLR 181 at 189.
[2] [1975] HCA 53; (1975) 135 CLR 1 at 24.
[3] Dixon, "Two Constitutions Compared", in Woinarski, Jesting Pilate and Other Papers and Addresses, (1965) 100 at 102.
[4] Mulholland v Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 188 [6].
[5] Quick and Garran, The Annotated Constitution of the Australian Commonwealth, reprinted ed (1976) at 987.
[6] Concise Oxford English Dictionary, 11th ed (2004) at 1579.
[7] [1999] HCA 30; (1999) 199 CLR 462.
[8] [1975] HCA 53; (1975) 135 CLR 1 at 36.
[9] [1996] HCA 48; (1996) 186 CLR 140 at 286-287.
[10] cf McGinty v Western Australia [1996] HCA 48; (1996) 186 CLR 140 at 170 per Brennan CJ.
[11] Bennett v Commonwealth [2007] HCA 18; (2007) 81 ALJR 971; 235 ALR 1.
[12] Australian Bureau of Statistics, Prisoners in Australia, 2006, Report No 4517.0.
[13] See Singh v Commonwealth [2004] HCA 43; (2004) 222 CLR 322; Hwang v Commonwealth [2005] HCA 66; (2005) 80 ALJR 125; 222 ALR 83; Brazil, "Australian Nationality and Immigration" in Ryan, International Law in Australia, 2nd ed (1984) 210; Rubenstein, Australian Citizenship Law in Context, (2002).
[14] [2002] 3 SCR 519 at 585 [119].
[15] Tribe, American Constitutional Law, 2nd ed (1988) at 1084.
[16] [2002] 3 SCR 519 at 583-584 [116], [117].
[17] See Mulholland v Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 197-199 [33]- [38]; Sauvé v Canada (Chief Electoral Officer) [2002] 3 SCR 519 at 534-535 [7].
[18] Sauvé v Canada (Attorney General) [1993] 2 SCR 438.
[19] [2005] ECHR 681; (2006) 42 EHRR 41.
[20] See de Freitas v Permanent Secretary of Ministry of Agriculture, Fisheries, Lands and Housing [1999] 1 AC 69 at 80.
[21] [2002] 3 SCR 519 at 585 [119].
[22] New South Wales, Legislative Council, Select Committee on the Increase in Prisoner Population, Final Report, (2001) at xvii.
[23] Lind and Eyland, "The impact of abolishing short prison sentences", (2002) 73 Crime and Justice Bulletin 1 at 5.
[24] New South Wales Sentencing Council, Abolishing Prison Sentences of 6 Months or Less, (2004).
[25] Judicial Commission of New South Wales, Full-time imprisonment in New South Wales and other jurisdictions: A national and international comparison, (2007) at 8.
[26] Sentencing Legislation Amendment and Repeal Act 2003 (WA) s 33.
[27] Ashworth, Sentencing and Criminal Justice, 4th ed (2005) at 271.
[28] eg Crimes Act 1914 (Cth), s 17A; Crimes (Sentencing Procedure) Act 1999 (NSW), s 5(1); Sentencing Act 1991 (Vic), s 5(4); Criminal Law (Sentencing) Act 1988 (SA), s 11(1)(a)(iv); Sentencing Act 1995 (WA), s 6(4)(a); Penalties and Sentences Act 1992 (Qld), s 9(2)(a).
[29] Keane, Poletti and Donnelly, "Common Offences and the Use of Imprisonment in the District and Supreme Courts in 2002", (2004) 30 Sentencing Trends and Issues 1 at 3.
[30] New South Wales Sentencing Council, How Best to Promote Consistency in Sentencing in the Local Court, (2004) at 59.
[31] See New South Wales, Legislative Council, Standing Committee on Law and Justice, Community based sentencing options for rural and remote areas and disadvantaged populations, (2006).
[32] Lind and Eyland, "The Impact of Abolishing Short Term Prison Sentences", (2002) 73 Crime and Justice Bulletin 1.
[33] The plaintiff was convicted of the offences of burglary (count 1), theft (count 2), conduct endangering persons (count 3), and causing serious injury negligently (counts 4 and 5). The plaintiff was sentenced to three years imprisonment on count 4, two years on each of counts 1 and 3 and to 12 months on each of counts 2 and 5. Allowances for concurrency and cumulation resulted in the total effective sentence of six years.
[34] At [99].
[35] Inserted by Item 4 of Sched 1 to the 2006 Act.
[36] [1997] HCA 25; (1997) 189 CLR 520.
[37] [1997] HCA 25; (1997) 189 CLR 520 at 557.
[38] [1926] HCA 58; (1926) 38 CLR 153 at 178.
[39] See further, Mulholland v Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 190-191 [14], 205-207 [61]-[65], 237-238 [155]-[157], 257-258 [222]-[223].
[40] McGinty v Western Australia [1996] HCA 48; (1996) 186 CLR 140 at 279-280; Mulholland v Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 213-214 [78].
[41] Queensland v The Commonwealth [1977] HCA 60; (1977) 139 CLR 585.
[42] Nile v Wood [1988] HCA 30; (1988) 167 CLR 133 at 139.
[43] See Bullock v Dodds (1819) 2 B & Ald 258 [106 ER 361]; Dugan v Mirror Newspapers Ltd [1978] HCA 54; (1978) 142 CLR 583 at 588-589, 603-605; Baker v The Queen [2004] HCA 45; (2004) 223 CLR 513 at 527-528 [27]- [29]; Rogers on Elections, 16th ed (1897), vol 1 at 201. In In the Matter of Jones [1835] EngR 366; (1835) 2 Ad & E 436 [111 ER 169] the Court of King's Bench held that habeas corpus would not issue to enable a freeholder, in custody upon conviction for a misdemeanor, to vote at an election for a member of the House of Commons to represent his county.
[44] 31 Geo III c 31. See Belczowski v Canada [1992] 2 FC 440 at 458.
[45] Rogers on Elections, 16th ed (1897), vol 1 at 200; 17th ed (1895), vol 2 at 30-31.
[46] Coke, Institutes of the Laws of England (1798), Pt 4, Ch 1 at 48; Comyns, A Digest of the Laws of England, 4th ed (1800), vol 5 at 185-187.
[47] Blackstone, Commentaries on the Laws of England (1769), bk 1, c 2 at 169.
[48] Blackstone, Commentaries on the Laws of England (1769), bk 1, c 2 at 167.
[49] 3 & 4 Vict c 35.
[50] 30 & 31 Vict c 3.
[51] 5 & 6 Vict c 76. Subsequent developments in New South Wales respecting the franchise and disqualifications are detailed in Twomey, The Constitution of New South Wales, (2004) at 324-328.
[52] At 23. In 1853 Arthur Wrixon was appointed a Judge of the County Court and his son, Sir Henry Wrixon, was a member from Victoria at the 1891 Sydney Convention: Australian Dictionary of Biography, (1976), vol 6 at 445-446.
[53] Wigmore on Evidence, Chadbourn Revision (1979), vol 2 at §515.
[54] A Practical Treatise of the Law of Evidence, 7th American ed from 3rd London ed (1842), vol 1 at 94-95 (footnotes omitted).
[55] 6 & 7 Vict c 85.
[56] The New Zealand Constitution Act 1852 (Imp) 15 & 16 Vict c 72, ss 8, 42, 50. Subsequent legislation in New Zealand is traced in Robins, "The Rights of Prisoners to Vote: A Review of Prisoner Disenfranchisement in New Zealand", (2006) 4 New Zealand Journal of Public and International Law 165 at 167-171.
[57] The Tasmanian statute No 17 of 1854 was made in exercise of the power conferred by s 32 of the Australian Constitutions Act 1850 (Imp) 13 & 14 Vict c 59. Sections 13, 24 and 25 of the 1854 statute dealt with disqualification.
[58] The New South Wales Constitution Act 1855 (Imp) 18 & 19 Vict c 54, Sched 1, ss 11, 16, 26. It was under power conferred by the 1855 Imperial Act that the 1859 Order in Council established a Legislative Council and Legislative Assembly for Queensland. Section 8 of that Order in Council applied in Queensland, and until further provided, the New South Wales provision for the disqualification of electors and members of the Legislative Assembly.
[59] The Victoria Constitution Act 1855 (Imp) 18 & 19 Vict c 55, Sched 1, ss 11, 12, 24.
[60] The South Australian statute No 2 of 1855-56 also relied upon the 1850 Imperial statute. Sections 14, 16 and 26 of the South Australian statute dealt with disqualification.
[61] Official Record of the Debates of the Australasian Federal Convention, (Sydney) 3 April 1891 at 655-659.
[62] [1974] USSC 142; 418 US 24 (1974); see also Hunter v Underwood [1985] USSC 92; 471 US 222 at 233 (1985).
[63] Ewald, "'Civil Death': The Ideological Paradox of Criminal Disenfranchisement Law in the United States", (2002) Wisconsin Law Review 1045 at 1046.
[64] Reproduced in Williams, The Australian Constitution: A Documentary History, (2005) at 616-635.
[65] Williams, The Australian Constitution: A Documentary History, (2005) at 633.
[66] Williams, The Australian Constitution: A Documentary History, (2005) at 774.
[67] Official Record of the Debates of the Australasian Federal Convention, (Melbourne), 16 March 1898 at 2439-2448.
[68] 33 & 34 Vict c 23.
[69] Compare the provision in s 80 for jury trial "on indictment" of the specified offences, which has given rise to differences in the Court. See eg Cheatle v The Queen [1993] HCA 44; (1993) 177 CLR 541; Katsuno v The Queen [1999] HCA 50; (1999) 199 CLR 40; Re Colina; Ex parte Torney [1999] HCA 57; (1999) 200 CLR 386; Cheung v The Queen [2001] HCA 67; (2001) 209 CLR 1.
[70] (1979) at 62. See also Hirst, The Strange Birth of Colonial Democracy: New South Wales 1848-1884, (1988) at 98-103.
[71] McMinn, A Constitutional History of Australia, (1979) at 62.
[72] Section 41 is now spent: R v Pearson; Ex parte Sipka [1983] HCA 6; (1983) 152 CLR 254; Mulholland v Australian Electoral Commission [2004] HCA 41; (2004) 220 CLR 181 at 235 [151].
[73] Australia, Senate, Parliamentary Debates (Hansard), 10 April 1902 at 11575-11576.
[74] Commonwealth Electoral Act 1962 (Cth), s 2. Some limited provision in favour of "aboriginal natives of Australia" had been made by s 3 of the Commonwealth Electoral Act 1949 (Cth).
[75] Commonwealth Electoral Legislation Amendment Act 1983 (Cth), s 23(e).
[76] Sched 1, Item 5.
[77] Sched 1, Item 1.
[78] [2004] HCA 41; (2004) 220 CLR 181 at 237 [155]- [156].
[79] [1996] HCA 48; (1996) 186 CLR 140 at 220-221.
[80] [1996] HCA 43; (1996) 186 CLR 302.
[81] [1996] HCA 48; (1996) 186 CLR 140.
[82] [1997] HCA 25; (1997) 189 CLR 520 at 559.
[83] [1996] HCA 48; (1996) 186 CLR 140 at 269-270.
[84] [1996] HCA 48; (1996) 186 CLR 140 at 170.
[85] See the remarks of McLachlin J in Reference Re Provincial Electoral Boundaries (Sask) [1991] 2 SCR 158 at 183.
[86] See the discussion of the subject by Gleeson CJ in Mulholland [2004] HCA 41; (2004) 220 CLR 181 at 199-200 [39]- [40].
[87] [1997] HCA 25; (1997) 189 CLR 520 at 567 fn 272.
[88] See Coleman v Power [2004] HCA 39; (2004) 220 CLR 1 at 51 [95], 77-78 [196], 90-91 [236].
[89] See, in particular, the reasons of McHugh J in Mulholland [2004] HCA 41; (2004) 220 CLR 181 at 211 [73].
[90] [1997] HCA 25; (1997) 189 CLR 520 at 561, 566, 567-568.
[91] [2004] HCA 39; (2004) 220 CLR 1.
[92] Vagrants, Gaming and Other Offences Act 1931 (Q), s 7(1)(d).
[93] [2004] HCA 39; (2004) 220 CLR 1 at 77 [193], 87 [226].
[94] [2004] HCA 39; (2004) 220 CLR 1 at 78-79 [197]- [199], 98-99 [255]-[256].
[95] [2004] HCA 39; (2004) 220 CLR 1 at 54 [104]- [105].
[96] Summary Offences Act 1966 (Vic), s 49A.
[97] Summary Offences Act 2005 (Q), s 8.
[98] At [38].
[99] cf Australian National Airways Pty Ltd v The Commonwealth [1945] HCA 41; (1945) 71 CLR 29 at 69, 73-74, 95-96.
[100] cf Attorney-General (NSW); Ex rel McKellar v The Commonwealth (1977) 139 CLR 527 at 535-536, 550, 560; Rose, "Constitutional Invalidity and Amendments to Acts", [1979] FedLawRw 5; (1979) 10 Federal Law Review 93.
[101] See Attorney-General (WA) v Marquet [2003] HCA 67; (2003) 217 CLR 545 at 564-565 [46]- [47].
[102] [2002] 3 SCR 519.
[103] [2005] ECHR 681; (2006) 42 EHRR 41.
[104] Representation of the People Act 1983 (UK), s 3. This rendered legally incapable of voting those detained in a penal institution in pursuance of a sentence; there were exceptions in favour, for example, of those imprisoned for contempt of court or the non-payment of fines.
[105] Mathieu-Mohin and Clerfayt v Belgium [1987] EHCR 1.
[106] Section 208 provides that the Electoral Commissioner must arrange for the preparation of a certified list of voters for each Division. Sub-section (2) requires the inclusion in that certified list of each person who is enrolled, will be at least 18 years old on polling day and is not covered by s 93(8AA).
[107] Section 221 provides:
"(1) In the case of a Senate election, an elector shall only be admitted to vote for the election of Senators for the State or Territory for which he or she is enrolled.
(2) In the case of a House of Representatives election, an elector shall only be admitted to vote for the election of a member for the Division for which he or she is enrolled.
(3) For the purposes of this section, the electoral Rolls in force at the time of the election shall be conclusive evidence of the right of each person enrolled thereon (other than a person whose name has been placed on a Roll in pursuance of a claim made under section 100 and who will not have attained 18 years of age on the date fixed for the polling in the election, or a person who is covered by subsection 93(8AA) (sentences of imprisonment)) to vote as an elector, unless a person shows by his or her answers to the questions prescribed by section 229 that he or she is not entitled to vote."
[108] Commonwealth Electoral Act 1918 (Cth), s 93(1)(a) and (b)(i).
[110] High Court Rules 2004, r 27.08.1.
[111] Section 23(e) of the Commonwealth Electoral Legislation Amendment Act 1983 (Cth) had provided for the disqualification of persons convicted and under sentence for an offence punishable under the law of the Commonwealth or of a State or Territory by imprisonment for 5 years or longer. The amendments made by Sched 1, item 5, of the Electoral and Referendum Amendment Act 1995 (Cth) provided for the disqualification of any person serving a sentence of 5 years or longer for an offence against a law of the Commonwealth or of a State or Territory.
[112] Contrary to s 76 of the Crimes Act 1958 (Vic).
[113] Contrary to s 72 of the Crimes Act 1958.
[114] Contrary to s 23 of the Crimes Act 1958.
[115] Contrary to s 24 of the Crimes Act 1958.
[116] Commonwealth Electoral Legislation Amendment Act 1983, s 23.
[117] Official Record of the Debates of the Australasian Federal Convention, (Sydney), 2 April 1891 at 613-637.
[118] Official Record of the Debates of the Australasian Federal Convention, (Sydney), 2 April 1891 at 628.
[119] Official Record of the Debates of the Australasian Federal Convention, (Sydney), 2 April 1891 at 630.
[120] La Nauze, The Making of the Australian Constitution, (1972) at 125.
[121] Official Record of the Debates of the Australasian Federal Convention, (Adelaide), 15 April 1897 at 715.
[122] Official Record of the Debates of the Australasian Federal Convention, (Adelaide), 15 April 1897 at 715-732, 22 April 1897 at 1191-1197.
[123] Australia, Senate, Parliamentary Debates (Hansard), 9 April 1902 at 11450-11502, 10 April 1902 at 11552-11599; Australia, House of Representatives, Parliamentary Debates (Hansard), 23 April 1902 at 11929-11953.
[124] Official Record of the Debates of the Australasian Federal Convention, (Sydney), 2 April 1891 at 630.
[125] Official Record of the Debates of the Australasian Federal Convention, (Sydney), 2 April 1891 at 630.
[126] Commonwealth Franchise Act 1902 (Cth), s 3.
[127] The disqualification of those whom the 1902 Act called "aboriginal native[s] of Australia" stated in the second paragraph was amended by the Commonwealth Electoral Act 1949 (Cth) and removed by the Commonwealth Electoral Act 1962 (Cth).
[128] See ss 24, 27, 29, 30, 31, 34, 39.
[129] See ss 46, 47, 48, 49.
[130] South Australia and Western Australia.
[131] s 5.
[132] The Electoral Code 1896 (SA); Elections Act 1885 (Q); Constitution Act 1889 (WA); The Constitution Act 1855 (Tas).
[133] South Australia and Western Australia.
[134] Parliamentary Electorates and Elections Act 1893 (NSW), s 23(IV).
[135] Ewald, "'Civil Death': The Ideological Paradox of Criminal Disenfranchisement Law in the United States", (2002) Wisconsin Law Review 1045.
[136] [1975] HCA 53; (1975) 135 CLR 1 at 36.
[137] Constitution, s 44(i); Sue v Hill [1999] HCA 30; (1999) 199 CLR 462.
[138] Constitution, s 51(v); R v Brislan; Ex parte Williams [1935] HCA 78; (1935) 54 CLR 262.
[139] Belczowski v Canada [1991] 3 FC 151; [1992] 2 FC 440; Sauvé v Canada (Attorney General) (1992) 89 DLR (4th) 644; [1993] 2 SCR 438; Sauvé v Canada (Chief Electoral Officer) [2002] 3 SCR 519.
[140] [2005] ECHR 681; (2006) 42 EHRR 41.
[141] Providing that a "convicted person during the time that he is detained in a penal institution in pursuance of his sentence ... is legally incapable of voting at any parliamentary or local election".
[142] Minister of Home Affairs v National Institute for Crime Prevention and the Re-integration of Offenders (NICRO) 2004 (5) BCLR 445.
[143] As amplified by General Comment No 25, "The right to participate in public affairs, voting rights and the right of equal access to public service (Art 25)" published by the Office of the High Commissioner for Human Rights, adopted 12 July 1996.
[144] [1975] HCA 53; (1975) 135 CLR 1 at 36.
[145] For example Richardson v Ramirez [1974] USSC 142; 418 US 24 (1974).
[146] Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs (1992) 176 CLR 1 at 28.
[147] Grain Pool of Western Australia v Commonwealth [2000] HCA 14; (2000) 202 CLR 479 at 492 [16].
[148] Grain Pool [2000] HCA 14; (2000) 202 CLR 479 at 492 [16].
[149] See, for example, [49] above. Another is a concession that under present conditions persons over the age of 70 could not be excluded from voting.
[150] Thus he conceded the correctness of Lange v Australian Broadcasting Corporation [1997] HCA 25; (1997) 189 CLR 520. Even if it is correct and is given full force – and it must be accepted as correct and given full force until a successful application is made for it to be overruled – it says nothing about the present problem, which, unlike the problem it considered, is not a problem about freedom of political communication. But it may serve as a warning about the difficulties of tests turning on whether legislation is "reasonably appropriate and adapted" to the fulfilment of a particular purpose, or equivalent tests, and a warning against too readily detecting tests of that kind in the Constitution.
[151] For some discussion, see Goldsworthy, "Originalism in Constitutional Interpretation", [1997] FedLawRw 1; (1997) 25 Federal Law Review 1 at 2-8, 39-47; Goldsworthy, "Interpreting the Constitution in its Second Century", [2000] MelbULawRw 27; (2000) 24 Melbourne University Law Review 677 at 698-699.
[152] Polites v The Commonwealth [1945] HCA 3; (1945) 70 CLR 60 at 69 per Latham CJ, 74 per Rich J, 75-76 per Starke J, 78 per Dixon J, 79 per McTiernan J and 81 per Williams J; Fishwick v Cleland [1960] HCA 55; (1960) 106 CLR 186 at 196-197 per Dixon CJ, McTiernan, Fullagar, Kitto, Menzies and Windeyer JJ; Polyukhovich v The Commonwealth [1991] HCA 32; (1991) 172 CLR 501 at 551 per Brennan J; Horta v The Commonwealth [1994] HCA 32; (1994) 181 CLR 183 at 195 per Mason CJ, Brennan, Deane, Dawson, Toohey, Gaudron and McHugh JJ; Kartinyeri v The Commonwealth [1998] HCA 22; (1998) 195 CLR 337 at 383-386 [95]- [101] per Gummow and Hayne JJ; AMS v AIF (1999) 199 CLR 160 at 180 [50] per Gleeson CJ, McHugh and Gummow JJ; The State of Western Australia v Ward [2002] HCA 28; (2002) 213 CLR 1 at 390-391 [961] per Callinan J; Al-Kateb v Godwin [2004] HCA 37; (2004) 219 CLR 562 at 589-594 [62]- [71] per McHugh J.
[153] Newcrest Mining (WA) Ltd v The Commonwealth [1997] HCA 38; (1997) 190 CLR 513 at 657-658 per Kirby J; Kartinyeri v The Commonwealth [1998] HCA 22; (1998) 195 CLR 337 at 417-419 [166]- [167] per Kirby J; Al-Kateb v Godwin [2004] HCA 37; (2004) 219 CLR 562 at 622-630 [168]- [191] per Kirby J; cf Minister for Immigration and Multicultural and Indigenous Affairs v B (2004) [2004] HCA 20; 219 CLR 365 at 424-426 [169]- [173] per Kirby J.
[154] The plaintiff submitted that her arguments about arbitrariness had less strength in relation to the "three-year regime" in force before 2006 and the "five-year regime" in force before 2004, but did not abandon her position that any regime would have elements of arbitrariness liable to invalidate it.
[155] For example Sue v Hill [1999] HCA 30; (1999) 199 CLR 462.

